<p><strong>Banking Sector Liberalization in India <br/>Evaluation of Reforms and Comparative Perspectives on China</strong><br/>&nbsp;&nbsp;<br/><br/>Author<br/>Dr. Christian Roland（罗兰）</p><p>推荐理由：现在中国银行业正在发生什么事情？中国和印度的银行业在自由化过程中有什么相同和不同吗？转型过程中的管理有什么问题？转型构架如何？如何评价中印银行业的自由化转型？这一些列问题在2008新出版的本书中有详细论述。Roland相信大家并不陌生，人大出版社出过他的转型经济书籍，他现在是世界上研究经济转型的头号大师。本书是他研究转型经济的最新力作。</p><p>推荐对象：本书对<strong>转型经济学、中国经济改革、转型国际比较、中国银行业改革</strong>感兴趣的学者有价值。</p><p>PDF格式，高清晰可拷贝的那种；无缺页善本收藏版</p><p>ISSN 1431-1933 <br/>学科 Economics/Management Science, Macroeconomics/Monetary Economics, Development Economics, Economic Policy and International Economics <br/>出版社 Physica-Verlag HD <br/>版权 2008 <br/>ISBN 978-3-7908-1981-6 </p><p></p><p>Table of contents<br/>Abbreviations…………………………………………………………..XV<br/>1 Introduction……………….……………….……………….………..... 1<br/>1.1 Original problem and objectives……………….………………….. 1<br/>1.2 Methodology……………….……………….…………………....... 6<br/>1.3 Categorization of topic……………….……………….………........8<br/>1.4 Definition of key terms……………….……………….…………... 9<br/>1.4.1 Liberalization……………….……………….…………..... 10<br/>1.4.2 Banking sector and financial sector………….…………… 10<br/>1.5 Structure of the thesis………….………….………….………….. 13<br/>2 The Indian banking sector………….………….………….………… 17<br/>2.1 Development of the Indian banking sector………….…………… 17<br/>2.1.1 Development from 1947 to 1991………….……………… 17<br/>2.1.2 Development from 1991 to 2005………….……………… 20<br/>2.1.2.1 Background and goals of reforms……………….. 20<br/>2.1.2.2 Reform areas………….………….……………… 23<br/>2.2 Current structure of the banking system………….……………… 37<br/>2.3 Political, economic and institutional environment of the<br/>banking sector………….………….………….………………….. 42<br/>2.3.1 Political environment………….………….………………. 42<br/>2.3.2 Economic environment………….………….…………….. 43<br/>2.3.3 Institutional environment ………….………….………….. 46<br/>2.4 Conclusion ………….………….………….………….…………. 48<br/>3 The Chinese banking sector………….………….………….………. 51<br/>3.1 Development and structure of the banking sector………….……. 51<br/>3.1.1 Development of the banking sector………….…………… 51<br/>3.1.2 Structure of the banking sector………….………………... 56<br/>3.2 Major reform areas and status of the sector………….………….. 58<br/>3.3 Similarities and differences to the Indian banking sector……….. 64<br/>3.4 Conclusion………….………….………….………….………….. 67</p><p>4 Banking sector functions and coordination ………….……………. 69<br/>4.1 Functions of the banking sector………….………….…………… 69<br/>4.1.1 Mobilization of resources………….………….………….. 70<br/>4.1.2 Allocation of resources………….………….…………….. 71<br/>4.1.3 Fostering economic growth………….………….………... 72<br/>4.2 State involvement in the banking sector………….……………... 74<br/>4.2.1 Reasons for state involvement………….………….……... 75<br/>4.2.1.1 Economic goals………….………….…………... 75<br/>4.2.1.2 Developmental goals………….………………… 78<br/>4.2.1.3 Political goals………….………….…………….. 79<br/>4.2.2 Instruments of state involvement………….……………… 81<br/>4.3 The financial liberalization hypothesis………….……………….. 84<br/>4.4 Evaluation of financial liberalization………….………………… 88<br/>4.4.1 Financial liberalization, savings and capital formation…... 88<br/>4.4.2 Financial liberalization, financial development and<br/>growth………….………….………….………….……….. 91<br/>4.4.3 Financial liberalization and banking sector performance… 96<br/>4.4.4 Financial liberalization and financial crisis………………. 98<br/>4.5 Conclusion………….……..………….………….……………... 101<br/>5 Management of transformation processes………….…………….. 103<br/>5.1 Classification of transformatory changes and applicability<br/>to India………….………….………….………….…………….. 103<br/>5.1.1 Definition of transformatory changes………….………... 104<br/>5.1.2 Applicability to the banking sector and India…………… 107<br/>5.2 Initial policy recommendations for transition countries ……….. 109<br/>5.3 Elements of transformation processes ………….……………… 111<br/>5.3.1 Liberalization………….………….………….………….. 111<br/>5.3.2 Stabilization………….………….………….…………… 113<br/>5.3.3 Privatization………….………….………….…………… 115<br/>5.3.4 Institution building………….………….………….…….. 118<br/>5.3.5 Structural change………….………….………….……... 122<br/>5.4 Management of transition processes………….………….…….. 124<br/>5.4.1 Speed of reforms………….………….………….………. 124<br/>5.4.2 Sequencing and timing of reforms………….…………... 127<br/>5.5 Differences in transformation processes in India and China…… 129<br/>5.6 Conclusion………….………….………….………….………… 134<br/>6 Framework for banking sector liberalization………….………… 137<br/>6.1 Overview and special considerations………….……………….. 137<br/>6.2 Transformation of the banking sector………….………………. 140<br/>6.2.1 Basic requirements for banking sector liberalization…… 140</p><p>6.2.2 Process elements for banking sector liberalization……… 141<br/>6.2.2.1 Liberalization of price and volume restrictions... 142<br/>6.2.2.2 Stabilization of banks………….………………. 144<br/>6.2.2.3 Bank privatization………….………….….…… 146<br/>6.2.2.4 Institutional infrastructure of the banking sector. 148<br/>6.2.2.5 Structural change of the banking sector……….. 152<br/>6.2.3 Speed, sequencing and timing of banking sector reforms..154<br/>6.2.3.1 Speed of reforms………….………….………… 154<br/>6.2.3.2 Sequencing and timing of reforms……………... 155<br/>6.2.4 Political-economy considerations for banking sector<br/>liberalization………….………….………….………….... 156<br/>6.3 Measurement of process and results of banking sector<br/>liberalization………….………….………….………………….. 159<br/>6.3.1 Identification of process and result indicators…………... 159<br/>6.3.2 Construction of a liberalization index………….………... 169<br/>6.3.3 Effects of market failure on indicators ………….………. 171<br/>6.4 Macroeconomic effects of banking sector liberalization……….. 180<br/>6.5 Conclusion………….………….………….………….………… 183<br/>7 Evaluation of banking sector liberalization in India and China… 185<br/>7.1 Qualitative evaluation………….………….………….………… 185<br/>7.2 Quantitative evaluation………….………….………….……….. 195<br/>7.2.1 Sector level………….………….………….…………….. 195<br/>7.2.2 Macroeconomic level………….………….………….….. 217<br/>7.2.2.1 Econometric specification and data description.. 217<br/>7.2.2.2 Results of statistical tests………….…………… 222<br/>7.3 Conclusion………….………….………….………….………… 240<br/>8 Policy recommendations and implications of research findings…243<br/>8.1 Summary of goals and results………….………….……………. 243<br/>8.2 Policy recommendations………….………….………….……… 248<br/>8.3 Limitations of research approach………….………….………… 253<br/>8.4 Perspectives for future research………….………….………….. 254<br/>Appendix………….………….………….………….………….……... 257<br/>References………….………….………….………….……………….. 275</p><p></p><p><br/></p>

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