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资料:美国财务报表命名分类

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SECGroupingDescriptionsAnnualFilingsQuarterlyFilingsCurrentFilingsSection16FilingsProxyStatementsOtherAnnualFilings10-CFilingforNASDAQsecuritiescontaininginfoonchangeinsharesorachangeinname10-C/AAmend ...
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SEC Grouping Descriptions
  • Annual Filings
  • Quarterly Filings
  • Current Filings
  • Section 16 Filings
  • Proxy Statements
  • Other
  • Annual Filings
    • 10-C
      Filing for NASDAQ securities containing info on change in shares or a change in name
    • 10-C/A
      Amendment to a previously filed 10-C
    • 10-K
      Annual report which provides a comprehensive overview of the company for the past year
    • 10-K/A
      Amendment to a previously filed 10-K
    • 10-K405
      Annual report. The Regulation S-K Item 405 box on the cover page is checked
    • 10-K405/A
      Amendment to a previously filed 10-K405
    • 10-KT
      Annual transition reports filed rule 13a-10 or 15d-10 of the Securities Exchange Act
    • 10-KT/A
      Amendment to a previously filed 10-KT
    • 10KSB
      Annual report filed by small businesses
    • 10KSB/A
      Amendment to a previously filed 10KSB
    • 10KSB40
      Optional form for annual and transition reports of small business issuers
    • 10KSB40/A
      Amendment to a previously filed 10KSB40
    • 10KT405
      Annual transition report filed Rule 13a-10 or15d-10 of the Securities Exchange Act
    • 10KT405/A
      Amendment to a previously filed 10KT405
    • 11-K
      An annual report of employee stock purchase, savings and similar plans
    • 11-K/A
      Amendment to a previously filed 11-K
    • 11-KT
      Annual report of employee stock purchase savings and similar plans
    • 11-KT/A
      Amendment to a previously filed 11-KT
    • 18-K
      Annual report for foreign governments and political subdivisions
    • 18-K/A
      18-K/A
    • 20-F
      Registration of securities of foreign private issuers pursuant to section 12(b) or (g)
    • 20-F/A
      Amendment to a previously filed 20-F
    • ARS
      An annual report to security holders.
    • ARS/A ARS/A
    • N-18F1
      Notification of election pursuant to Rule 18f-1
    • N-18F1/A
      Pre-effective amendment to an N-18F1 filing
    • N-23C-1
      Reports by closed-end investment companies of purchase of their own securities
    • N-23C-1/A
      Pre-effective amendment to an N-23C-1 filing
    • N-30D
      An annual and semi-annual report mailed to shareholders. Filed by registered investment companies
    • N-30D/A
      Amendments to a previously filed N-30D
    • NSAR-A
      Semi-Annual report for management companies
    • NSAR-A/A
      Amendments to a previously filed NSAR-A
    • NSAR-AT
      Transitional semi-annual report for registered investment companies (Management)
    • NSAR-AT/A
      Amendments to a previously filed NSAR-AT
    • NSAR-B
      Annual report for management companies
    • NSAR-B/A
      Amendments to a previously filed NSAR-B
    • NSAR-BT
      Transitional annual report for management companies
    • NSAR-BT/A
      Amendments to a previously filed NSAR-BT
    • NSAR-U
      Annual report for unit investment trusts
    • NSAR-U/A
      Amendments to a previously filed NSAR-U
    • NT 10-K
      Notification that form 10-K will be submitted late
    • NT 10-K/A
      Amendment to a previously filed NT 10-K
    • NT 11-K
      Notification that form 11-K will be submitted late
    • NT 11-K/A
      Amendment to a previously filed NT 11-K
    • NT 20-F
      NT 20-F
    • NT 20-F/A
      NT 20-F/A
    • NT-NSAR
      Request for an extension of time for filing form NSAR-A NSAR-B or NSAR-U
    • NT-NSAR/A
      Amendments to a previously filed NT-NSAR

  • Quarterly Filings
    • 10-Q
      Quarterly report which provides a continuing view of a company's financial position
    • 10-Q/A
      Amendment to a previously filed 10-Q
    • 10-QT
      Quarterly transition reports filed rule 13a-10 or 15d-10 of the Securities Exchange Act
    • 10-QT/A
      Amendment to a previously filed 10-QT
    • 10QSB
      Quarterly report filed by small businesses
    • 10QSB/A
      An amendment to a previously filed 10QSB
    • 13F-E
      Quarterly reports filed by institutional managers
    • 13F-E/A
      Amendment to a previously filed 13F-E
    • NT 10-Q
      Notification that form type 10-Q will be submitted late
    • NT 10-Q/A
      Amendment to a previously filed NT 10-Q

  • Current Filings
    • 6-K
      Report of foreign issuer rules 13a-16 and 15d-16 of the Securities Exchange Act
    • 6-K/A
      Amendment to a previously filed 6-K
    • 8-K
      Report of unscheduled material events or corporate event
    • 8-K/A
      Amendment to a previously filed 8-K
    • 8-K12G3
      Notice of securities of successor issuers deemed registered
    • 8-K12G3/A
      Amendment to a previously filed 8-K12G3
    • 8-K15D5
      Notification of assumption of duty to report by successor issuer
    • 8-K15D5/A
      Amendment to a previously filed 8-K15D5
  • Section 16 Filing
    • 3
      Initial filing by director officer or owner of more than ten percent.
    • 3/A
      An amendment to a 3 filing. Non-EDGAR filing
    • 4
      Statement of changes in beneficial ownership of securities
    • 4/A
      Amendment to a previously filed 4
    • 5
      Annual filing director officer or owner of more than ten percent.
    • 5/A
      Amendment to a previously filed 5
  • Proxy Statements
    • DEF 14A
      Official notification to shareholders of matters to be brought to a vote ("Proxy")
    • DEF13E3
      Schedule filed as definitive materials
    • DEF13E3/A
      Amendment to a previously filed DEF 13E3
    • DEFA14A
      Additional proxy soliciting materials - definitive
    • DEFA14C
      Additional information statement materials - definitive
    • DEFC14A
      Definitive proxy statement in connection with contested solicitations
    • DEFC14C
      Definitive information statement indicating contested solicitations
    • DEFN14A
      Proxy statement filed by non-management not in connection with contested solicitations
    • DEFR14A
      DEFR14A
    • DEFR14C
      Revised information statement materials - definitive
    • DEFS14A
      A definitive proxy statement giving notice regarding a special meeting
    • DEFS14C
      A definitive information statement regarding a special meeting
    • DFAN14A
      Additional proxy soliciting materials filed by non-management
    • DFRN14A
      Revised definitive proxy statement filed by non-management
    • PRE 14A
      A preliminary proxy statement providing notification matters to be brought to a vote
    • PRE 14C
      A preliminary proxy statement containing all other information
    • PRE13E3
      Initial statement - preliminary form
    • PRE13E3/A
      Amendment to a previously filed PRE13E3
    • PREC14A
      Preliminary proxy statement containing contested solicitations
    • PREC14C
      Preliminary information statement containing contested solicitations
    • PREN14A
      Non-management preliminary proxy statements not involving contested solicitations
    • PRER14A
      Proxy soliciting materials. Revised preliminary material
    • PRER14C
      Information statements. Revised preliminary material
    • PRES14A
      A preliminary proxy statement giving notice regarding a special meeting
    • PRES14C
      A preliminary information statement relating to a special meeting
    • PRRN14A
      Non-management revised preliminary proxy soliciting materials
    • PX14A6G
      Notice of exempt solicitation. Definitive material
  • Other
    • All forms not listed in one of the categories above

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