Accounting - Quick Reference Guide

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(c)2011. FINRA. All rights reserved. Materials may not be reprinted or republished without the express permission of FINRA.
Individuals, firms, and data mentioned in these materials are fictitious and are presented exclusively for purposes of illustration or
example.
Accounting is the IARD TM function that provides firms with the ability to view detailed financial
account information. Firms that are both broker-dealer/investment adviser (joint firms) can view
financial account information for both Web CRD (R) and IARD.
Access IARD at https://crd.finra.org/iad.
Accounting
Questions on IARD? Call the IARD Hotline at 240-386-4848
8 A.M. - 8 P.M., ET, Monday through Friday
IARD
Content:
IARD Accounting Terminology (pg. 2)
Access Accounting Information (pg. 2)
Daily Account Queues (pg.3)
Daily Account Information (pg.3)
Funding Your Firm’s Daily Account (pg. 4)
Accounting Activity Report (pg. 5)
Renewal Statements (pg. 6)

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