CFA一级知识点总结
Ethics
部分Objective of codes and standard
:永远是为了
maintain public trust in
Financial market
Investment profession
6个code of ethics
Code 1
—ethics and
pertinent d persons
Code 2
---primacy of client’s interest
Integrity with
investment
profession
客户利益高于自身利益
Code 3
---reasonable and independent
必须注意
reasonable care
必须exercise independent professional judgment---
必须独立判断!
Code 4
---ethical culture in the profession
不仅自己要
practice
,并且要鼓励别人
practice
—不仅仅是自己一个人去做,
要所有人共同去做
Code 5---
ethnical c ...


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