CFA一级知识点总结
Ethics
部分Objective of codes and standard:永远是为了maintain public trust in
Financial market
Investment profession
6个code of ethics
Code 1
—ethics and
pertinent d persons
Code 2
---primacy of client
’s interest
Integrity with
investment
profession
客户利益高于自身利益
Code 3
---reasonable and independent
必须注意reasonable care
必须exercise independent professional judgment---必须独立判断!
Code 4
---ethical culture in the profession
不但自己要practice, 而且要鼓励别人practice
—不仅仅是自己一个人去做, 要所有人共同去做
Code 5---
ethnical cultur ...


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