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(一)值得推荐的经济学中文教材（修订版）

作者：聂辉华　阅读：1012 次　来源：白鲨在线_聂辉华官方主页_契约与组织理论学习平台
  
   本推荐书单得到人大经济论坛（www.pinggu.org/bbs）多位版主的帮助，特此鸣谢！这里只包括中文版，不含英文版或者翻译得不好的中文版。

2007年6月20日修订（本次修订删除了若干本翻译品质比较差的微观方面的教材）

一、入门读物/启蒙读物

1、茅于轼：《生活中的经济学》，上海人民出版社1993年版，1998年暨南大学出版社再版

2、张五常：《卖桔者言》，香港信报有限公司1993年再版，四川人民出版社1988年出版（有删节）

二、经济学原理

1、曼昆：《经济学原理》，北大出版社

2、萨谬尔森、诺德豪斯：《经济学》，华夏出版社

3、斯蒂格里茨：《经济学》，人大出版社

二、微观经济学：中级和高级

（中）1、平迪克、鲁宾费尔德：《微观经济学》，人大出版社

（中）2、范里安：《微观经济学：现代观点》，上海人民出版社

（高）4、瓦里安（即范里安）：《微观经济学》（高级教程），经济科学出版社

（高）3、马斯科莱尔等（MWG）：《高级微观经济学》，中国社会科学出版社

三、宏观经济学：中级和高级

（中）1、曼昆：《宏观经济学》，人大出版社

（中）2、多恩布什：《宏观经济学》，人大出版社

（高）3、罗默：《高级宏观经济学》，商务印书馆

（高）4、萨金特：《动态宏观经济理论》，中国社科出版社

四、数理经济学准备

1、蒋中一：《数理经济学基础》（修订版），商务印书馆

2、蒋中一：《动态优化基础》，商务印书馆

3、高山晟（takayama）：《经济学中的优化方法》，人大出版社

4、龚六堂：《动态经济学方法》，北大出版社，2002

五、金融学

1、博迪和莫顿：《金融学》，中国人民大学出版社；

2、罗斯：《公司理财》，机械工业出版社；

六、计量经济学

（初）古扎拉蒂：《计量经济学》，人大出版社

（中）格林：《经济计量分析》，中国社会科学出版社

（中）伍德里奇：《计量经济学：现代观点》，人大出版社

七、国际经济学/国际金融学

1、克鲁格曼、奥伯斯法尔德：《国际经济学》，人大出版社中文第五版，清华大学出版社英文第六版

2、奥伯斯法尔德、若戈夫：《高级国际金融学教程》，刘红忠译，中国金融出版社，2002年

八、制度经济学

1、张五常：《经济解释》，香港花千树出版社，或《21世纪经济报道》连载版

2、费吕博腾等：《新制度经济学》，上海三联出版社2006年

3、埃格特森：《经济行为与制度》，商务印书馆

4、《企业理论：现代观点》，杨瑞龙主编，人大出版社2005年

九、发展经济学

吉利斯、罗默：《发展经济学》，人大出版社第四版

十、博弈论

（初）1、拉斯谬斯：《博弈与信息》，人大出版社

（中）2、吉本斯：《博弈论基础》，中国社会科学出版社，1999年

（高）3、弗登博格、梯若尔：《博弈论》，人大出版社，2002年

（高）4、迈尔森：《博弈论：矛盾冲突分析》，中国经济出版社，2001年

十一、公共经济学/财政学

1、斯蒂格利茨：《公共部门经济学》（第三版），人大出版社

2、布郎、杰克逊：《公共部门经济学》（第四版），中国人民大学出版社

3、哈维·罗森：《财政学》，人大出版社

十二、产业组织理论/产业经济学

（初）1、克拉克森、米勒：《产业组织：理论、证据和公共政策》，上海三联书店，1989年

（中）2、海、莫瑞斯：《产业经济学与组织》，经济科学出版社，2000年

（高）3、梯若尔：《产业组织理论》，人大出版社，1998年

十三、激励理论/信息经济学

（中）1、马可－斯达德勒等：《信息经济学引论：激励和合约》，上海财大出版社，2004年

（高）2、Contract Theory，Bolton等，中文版尚未出版

十四、经济史/经济思想史

埃克伦德、赫伯特：《经济理论和方法史》，人大出版社2002年

斯皮格尔：《经济思想的成长》，中国社会科学出版社，1999年

待续...

  供稿：白鲨在线_聂辉华官方主页_契约与组织理论学习平台  

(二)新制度经济学入门阅读

Introductory Reading List
in New Institutional Economics

Overview
1、Eggertsson, Thrainn, Economic Behavior and Institutions, Cambridge: Cambridge University Press, 1990. [冰]埃格特森著 商务印书馆出了修正版《经济行为与制度》。

2、Furubotn, Eirik G. and Rudolf Richter, Institutions and Economic Theory: The Contribution of the New Institutional Economics, Ann Arbor: The University of Michigan Press, 1997.中文版《新制度经济学》，上海三联2006年版。

Transaction Cost Perspective
  
Coase, Ronald, "The Nature of The Firm," Economica, November 1937, pp. 386-495. Reprinted in Boulding, Kenneth, Readings in Price Theory, 1952, pp. 331-351;
and in Coase, R. H., The Firm, the Market and the Law, The University of Chicago Press, 1988, pp. 33-55; and in Williamson, O. and Winter, S., eds., The Nature of the Firm: Origins, Evolution and Development, Oxford University Press, 1991.

Coase, Ronald, "The Problem of Social Costs," Journal of Law and Economics, October 1960, pp. 1-44.  Reprinted in Henry G. Manne, ed., The Economics of Legal Relationships, West Publishing, 1975; and in Breit, W., Hochman, H., and Saueracker E., Readings in Microeconomics, Times Mirror Publishing, 1986, pp. 414-440; and in Coase, R. H., The Firm, the Market and the Law, The University of Chicago Press, 1988.

Coase, Ronald, "How Should Economists Choose?", the G. Warren Nutter Lectures in Political Economy, published by the American Enterprise Institute for Public Policy Research, 1982. Reprinted in Coase, R.H., Essays on Economics and Economists, The University of Chicago Press, 1994, pp. 15-33.

Coase, Ronald H., The Firm, the Market and the Law, The University of Chicago Press, 1988.

Alchian, Armen A. and Demsetz, Harold, ">“Production, Information Costs, and Economic Organization,” American Economic Review 62:5 (December 1972), pp. 777-795.

Ostrom, Elinor, Governing the Commons: The Evolution of Institutions for Collective Action, Cambridge University Press, 1990

Williamson, Oliver, "Franchise Bidding for Natural Monopolies – in General and with Respect to CATV," The Bell Journal of Economics, 7 (Spring 1976), pp. 73-104.

Williamson, Oliver, "Transaction Cost Economics: The Governance of Contractual Relations," Journal of Law and Economics, 22 (October 1979), pp. 233-261

Williamson, Oliver, "Credible Commitments: Using Hostages to Support Exchange," American Economic Review, 73 (September 1983), pp. 519-40.

Williamson, Oliver, The Economic Institutions of Capitalism: Firms, Markets, Relational Contracting, New York: The Free Press, 1985.

Williamson, O. and Winter, S., editors, The Nature of the Firm: Origins, Evolution and Development, Oxford University Press, 1991.

Williamson, Oliver E.. and Masten, Scott E., editors, The Economics of Transaction Costs, Edward Elgar Publishing, 1999.

Williamson, Oliver, "The New Institutional Economics: Taking Stock, Looking Ahead," Journal of Economic Literature, 38 (September 2000), pp. 595-613.

Historical and Political Economy Perspective
  
North, Douglass. C., Institutions, Institutional Change and Economic Performance, Cambridge: Cambridge University Press, 1990.

North, Douglass C., "Institutions," The Journal of Economic Perspectives, 5:1 (Winter 1991), pp. 97-112.

North, Douglass C., "New Institutional Economics and Development." 1993 working paper (PDF file).

North, Douglass C., "Economic Performance Through Time," The American Economic Review, 84 (June 1994), pp. 359-368.

North, Douglass C., "Five Propositions about Institutional Change," in Explaining Social Institutions, Jack Knight and Itai Sened, eds., University of Michigan Press, 1995, pp. 15-26.

North, Douglass C., "Understanding Economic Change," in Transforming Post-Communist Political Economies, Joan M. Nelson, Charles Tilly and Lee Walker, eds., Washington D. C.: National Academy Press, 1997, pp. 13-18.

Olson, Mancur, The Logic of Collective Action, Cambridge MA; Harvard University Press, 1965.

Applications
  
Alston, Lee, Gary Libecap, and Bernardo Mueller, Titles, Conflict and Land Use: The Development of Property Rights and Land Reform on the Brazilian Amazon Frontier, University of Michigan Press, 1998.

Alston, Lee J., Eggertsson, Thrainn, and North, Douglass C., eds. Empirical Studies in Institutional Change, Cambridge University Press: Cambridge, 1996.

Benham, Alexandra and Lee Benham, "Property Rights in Transition Economies: A Commentary on What Economists Know," in Transforming Post-Communist Political Economies, Joan M. Nelson, Charles Tilly and Lee Walker, eds., Washington DC: National Academy Press, 1997.

Benham, Alexandra and Lee Benham, "Measuring the Costs of Exchange," in Ménard, Claude, editor, Institutions, Contracts and Organizations: Perspectives from New Institutional Economics, Edward Elgar, 2000, pp. 367-375.

Coase, Ronald, "The Lighthouse in Economics," The Journal of Law and Economics, 17:2 (October 1974), pp. 357-376. Reprinted in Coase, R. H., The Firm, the Market and the Law, The University of Chicago Press, 1988.

Keefer, Philip and Stephen Knack, "Why Don’t Poor Countries Catch Up: A Cross National Test of an Institutional Explanation," Economic Inquiry, 35:3 (July 1997), pp. 590-602.

Levy, Brian and Pablo Spiller, "The Institutional Foundations of Regulatory Commitment: A Comparative Analysis of Telecommunications Regulation," The Journal of Law, Economics and Organization, October 1994, pp. 201-246.

Masten, Scott, editor, Case Studies in Contracting and Organization, Oxford Press, 1988.

Ménard, Claude, editor, Institutions, Contracts and Organizations: Perspectives from New Institutional Economics, Edward Elgar, 2000.

North, Douglass C. and Barry R. Weingast, "Constitutions and Commitments: The Evolution of Institutions Governing Public Choice in Seventeenth-Century England," The Journal of Economic History, 49:4 (December 1989). Reprinted in Empirical Studies in Institutional Change, Lee J. Alston, Thrainn Eggertsson, and Douglass C. North, eds., Cambridge: Cambridge University Press, 1996.

Stone, Andrew, Brian Levy and Ricardo Parades, "Public Institutions and Private Transactions: A Comparative Analysis of the Legal and Regulatory Environment for Business Transactions in Brazil and Chile" in Empirical Studies in Institutional Change, Lee J. Alston, Thrainn Eggertsson, Douglass C. North, eds., Cambridge University Press, 1996, pp. 95-128.

Wallis, John J. and Douglass C. North, "Measuring the Transaction Sector in the American Economy, 1870-1970," in Engermann, Stanley and Robert Gallman, eds., Income and Wealth: Long-Term Factors in American Economic Growth, Chicag University of Chicago Press, 1986.

World Bank (team led by Mary Shirley), Bureaucrats in Business: The Economics and Politics of Government Ownership, New York: Oxford University Press, 1995.

Other
  
Alchian, Armen A., "Uncertainty, Evolution, and Economic Theory," Journal of Political Economy, 58:3 (June 1950), pp. 211-221; also in American Economic Association, Hefflebower and Stocking, eds., Readings in Industrial Organization and Public Policy, pp. 457-476.

Barzel, Yoram. Economic Analysis of Property Rights, Cambridge: Cambridge University Press, 1989.

Demsetz, Harold, "Toward a Theory of Property Rights," American Economic Review, Papers and Proceedings of the Seventy-ninth Annual Meeting, 57:2 (May 1967), pp. 347-359. Reprinted in Furubotn, Eirik, and Pejovich, Svetozar, eds., The Economics of Property Rights, Ballinger, 1974.

Hayek, F. A., " The Use of Knowledge in Society," American Economic Review, 35:4 (September 1945) pp. 519-530.

Sened, Itai, The Political Institution of Private Property, Cambridge University Press, pp. 76-132.

Tullock, Gordon, "The Transitional Gains Trap," Bell Journal, 6 (Autumn 1975), pp. 671-678.

（三）关于制度经济学中文版教材

一直以来，新制度经济学界都苦于缺乏一本好的教材。基本的原因，我认为是因为新制度经济学在1990年代风起云涌之后，开始进入整合的集聚时期，各派理论纷繁芜杂，难以形成统一的分析框架和共识。那么，在这种国际背景下，中国学生如何选择可行的制度经济学教材呢？我的建议如下：

第一，仍然是优先推荐英文教材。这方面，人大经济论坛制度版的固顶帖子已经说得很详细了，链接为https://bbs.pinggu.org/thread-304-1-1.html。

第二，中文版的教材我只推荐翻译的外文教材。

产权经济学：[冰]埃格特森，商务印书馆修正版《经济行为与制度》；

交易费用经济学：[美]威廉姆森，商务印书馆《资本主义经济制度》；

契约理论：[德]菲吕博腾和理查特，上海三联《新制度经济学》；

企业理论和产权理论：哈特，上海三联《企业、合同和财务结构》；

制度和制度变迁：诺思，上海三联《制度、制度变迁和经济绩效》；格雷夫，《制度和通往现代经济之路》（将出）；扬，上海财大出版社《社会制度的经济分析》等

演化学派：鲍尔斯，《微观经济学：行为、制度和演化》

[此贴子已经被聂辉华于2008-1-27 10:19:03编辑过]

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关键词：新制度经济学 新制度经济 经济学入门 制度经济学 中文教材 教材 阅读 中文 入门 新制度经济学

谢谢楼上的。个人建议，欲入门，先读经典教材，再读论文。

另外，转贴syllabus时请注明来源。因为不同的学校和教授有不同的风格。

[此贴子已经被作者于2004-6-17 22:50:36编辑过]

经典教材罕见啊？斑竹推荐一下？

如下：

1、最好的英文教材：
Furubotn, Eirik G. and Rudolf Richter, Institutions and Economic Theory: The Contribution of the New Institutional Economics, Ann Arbor: The University of Michigan Press, 1997.中文版《新制度经济学》，上海三联2006年版。

2、最好的中文版教材：Eggertsson, Thrainn, Economic Behavior and Institutions, Cambridge: Cambridge University Press, 1990. [冰]埃格特森著 吴经邦等译 页数：356 出版日期：1996年10月第1版，好像是上海财大出版社出版的。最近出了修正版的《经济行为与制度》。

3、中文文集：
1）《财产权利与制度变迁》, 三联书店&上海人民出版社；
2）《现代制度经济学》，盛洪主编，北大出版社。

4、其他
《制度与经济理论》，作者：埃瑞克·G·菲吕博顿和理查特
康芒斯：《制度经济学》（上下卷），商务印书馆；
《制度经济学：社会秩序与公共政策》，作者：[德]柯武刚 史漫飞著 韩朝华译 页数：17 出版日期：2000年11月第1版，商务印书馆
《经济体制的比较制度分析》，青木昌彦等，中国发展出版社
《社会制度的经济理论》，肖特等，社会科学文献出版社
Aoki, Masahiko, 2001, Towards a Comparative Institutional Analysis, Cambridge: MIT Press.青木昌彦：《比较制度分析》，周黎安译，上海：远东出版社2002年中文版。

《制度与理论经济学》，杂志，德国

[此贴子已经被作者于2006-2-28 19:06:47编辑过]

补充一下中文教材——威廉姆森的《资本主义经济制度》（商务印书馆2002年，推荐级）

长期以来，国人忽略了威氏的思想，很大程度上因为他没有拿诺奖。但是，我想指出，威氏对深化科斯的思想做了最重要的工作，并且据此发展了一个简洁、深刻的交易费用经济学分析框架。

科斯虽然提出了企业是市场的替代物，因为企业能节约交易费用。但是，科斯并没有令人信服地回答，为什么企业能够节约交易费用？仅仅是减少了发现价格的费用和减少了缔约数量并不令人满意。我（2003）曾指出，虽然契约的数量减少了，但是契约的质量难以保证，因此交易费用不一定降低。更深刻的在于，威氏引入有限理性、机会主义、资产专用性、不确定性和交易频次等5个变量，将不同契约/交易分类，根据不同交易类型和交易费用，制定不同的治理结构，从而从交易费用的性质和数量上大大深化了科斯的观点。科斯1937年的论文其实有很多缺陷，只是我们在顶礼膜拜下常常被迷失了双眼而已。科斯和威氏之间还有更多的分歧，下次再述吧。

[此贴子已经被作者于2004-6-17 23:01:40编辑过]

如果让你来选择一本制度经济学方面的文章或书本，你会选择哪一本，对你而言是最有启发和收益的。要我选择的话，目前还是选择张五常三卷本的《经济解释》，言简意赅，既有方法论，又有作者自己的研究心得，重要的是逻辑划一，始终坚持理论要有能被事实验证的含义。

埃格特森的《新制度经济学》，比较旧，偏重于分析产权。

菲律博腾与瑞切特的《制度经济学》只是一个文集，用它作为入门教科书不宜。张五常的《制度的选择》是经典，可用。埃格特森的《新制度经济学》好，可用。

菲律博腾与瑞切特的《新制度经济学》中文版是一个文集，楼顶说的是《制度与经济行为》，目前似乎没有中文版。

[此贴子已经被作者于2005-1-1 1:11:28编辑过]

这份reading list 基本是来自于http://coase.org 一共有两份另外一份来自North和Nye2003，内容如下

Topics in New Institutional Economics (Econ 529) Douglass North and John Nye Washington University in St. Louis, Spring 2003

Textbooks for the course are Alston, Lee J., Eggertsson, Thrainn, and North, Douglass C., eds. Empirical Studies in Institutional Change, Cambridge: Cambridge University Press, 1996. (=AEN) Drobak, John and Nye, John, editors, Frontiers of the New Institutional Economics, Academic Press 1997 (=DN) Furubotn, Eirik G. and Richter, Rudolf, Institutions and Economic Theory: The Contribution of the New Institutional Economics, Ann Arbor, Michigan: University of Michigan Press, 1998 Part I: Nye A. Economic Theory and the New Institutional Economics 1. Science, methodology, the role of observation,and the need for a broader conception of theory Feynman, Richard P., Leighton, Robert B., and Sands, Matthew, The Feynman Lectures on Physics, Addison-Wesley, 1963, excerpts Introduction and first two chapters, North, D. C., “Prologue,” and Fogel, R. W., “Douglass C. North and Economic Theory,” in DN McCloskey, Deirdre, “Rhetoric of Mathematical Formalism,” Chapter 10 of Knowledge and Persuasion in Economics, Cambridge: Cambridge University Press, 1994 2. Basics What are institutions? Relationship to microeconomic theory of variables and to macroeconomic theory of variables How do institutions change? Alston, Lee J., Eggertsson, Thrainn, and North, Douglass C, “Introduction,” in AEN Eggertsson, Thrainn, “A Note on the Economics of Institutions,” in AEN Alston, Lee J., “Empirical Work in Institutional Economics: An Overview,” in AEN Furubotn and Richter, Chapter 1 3. Do economists know that institutions matter? Rodrik, Dani, Subramanian, Arvind, and Trebbi, Francesco, “Institutions Rule:The Primacy of Institutions over Geography and Integration in Economic Development,” NBER Working Paper 9305, 2002 Keefer, Philip and Shirley, Mary M., “Formal versus Informal Institutions in Economic Development,” in Claude Menard (ed.), Institutions, Contracts, and Organizations: Perspectives from New Institutional Economics, Cheltenham, UK: Edward Elgar, 2000 B. Political Economy Public Choice, Property Rights, and Political Science Libecap, Gary, “Economic Variables and the Development of the Law,” in AEN Ensminger, J., “Changing Property Rights: Reconciling Formal and Informal Rights to Land in Africa,” in DN Weingast, B. R., “The Political Foundations of Limited Government: Parliament and Sovereign Debt in 17th- and 18th-Century England,” in DN Krueger, “Anne O., “The Political Economy of Controls: American Sugar,” in AEN Higgs, Robert, “Legally Induced Technical Regress in the Washington Salmon Fishery,” in AEN Furubotn and Richter, Chapter 3 C. Implications of New Institutional Economics for Economic History Hoffman, P. T. and Rosenthal, J.-L., “The Political Economy of Warfare and Taxation in Early Modern Europe: Historical Lessons for Economic Development,” in DN Greif, A., “On the Interrelations and Economic Implications of Economic, Social, Political and Normative Factors: Reflections From Two Late Medieval Societies,” in DN North, Douglass C. and Weingast, Barry R., “Constitutions and Commitment:The Evolution of Institutions Governing Public Choice in Seventeenth-Century England,” in AEN Nye, John, War, Wine, and Taxes, work in progress, excerpts D. 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Belief systems, culture, and cognitive science North, Douglass C., “Hayek’s Contribution to Understanding the Process of Economic Change,” in Viktor Vanberg, editor, Freiheit, Wettbewerb und Wirtschaftsordnung,Freiburg i.Br.: Rudolf Haufe Verlag, 1999 Vanberg, “Cultural Evolution, Collective Learning, and Constitutional Design” 1994 in: Reisman, D., editor., Economic Thought and Political Theory, Boston: Kluwer Academic Publishers, 1994, 171-204 3. Institutional change Heiner, Ronald A., “The Origin of Predictable Behavior,” American Economic Review 73:4 (September 1983), 560-595 Cox, Gary W. and McCubbins, Mathew D., “The Institutional Determinants of Policy Outcomes,” in Haggard, Stephan and McCubbins, Mathew D., editors, Presidents,Parliaments, and Policy, Cambridge: Cambridge University Press, 2000 North, Douglass C., “A Transactions Cost Theory of Politics,” Journal of Theoretical Politics 2:4 (1990), 355-367 4. The process of economic change North, Douglass C., “Institutions,” Journal of Economic Perspectives 5:1. (Winter 1991), 97-112 Eggertsson, Thrainn, “Norms in Economics, with special reference to Economic Development,” in Hechter, Michael and Opp, Karl-Dieter, editors, Social Norms, New York: Russell Sage Foundation, 2001, pp. 76-104 Greif, Avner, “Cultural Beliefs and the Organization of Society: A Historical Reflection on Collectivist and Individualistic Societies,” Journal of Political Economy 102:5 (October 1994), 912-950 B. Economic Development North, Douglass C, Summerhill, William, and Weingast, Barry R., “Order, Disorder, and Economic Change: Latin America vs. North America,” in Bueno de Mesquita, Bruce and Root, Hilton, editors, Governing for Prosperity, New Haven: Yale University Press,2000 Haber, Stephen, Introduction and Chapter 3 in Haber, Stephen, editor, Introduction to Political Institutions and Economic Growth in Latin America, Stanford: Hoover Institution Press, Stanford University, 2000 Three case studies: Russia, China, and Venezuela