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10-D Periodic Distribution Report by anAsset-Backed Issuer 10-K Annual Report – Form 10-K. 10-Q Quarterly Report – Form 10-Q. 11-K Annual Report of an Employee Stock Purchase, Savings or Similar Plan –Form 11-K. 13F-HR Quarterly Holdings or Combination Report by an Institutional MoneyManager – Form 13F. 144 Notice of Proposed Sale of Securities – Form 144. 15-12G Certification of Termination of Registration of a Class of Securities –Form 15. 18-K Annual Report of a Foreign Government or Political Subdivision – Form18-K. 20-F Annual Report of a Foreign Private Issuer – Form 20-F. 24F-2NT Annual Notice of Securities Sold by an Investment Company – Form 24F-2. 3 Initial Statement of Beneficial Ownership of Securities – Form 3. 4 Statement of Change in Beneficial Ownership of Securities – Form 4. 40-17G Fidelity Bond of a Management Investment Company – Rule 17g-1. 40-APP Application for an Order other than those Reviewed by the Office ofInsurance Products – Rule 0-2. 424B2 Prospectus – Rule 424(b)(2). 424B3 Prospectus – Rule 424(b)(3). 424B5 Prospectus – Rule 424(b)(5). 424B7 Prospectus – Rule 424(b)(7). 425 Business-Combination Transaction Communication – Rule 425. 485APOS Post-Effective Amendment. 485BPOS Post-Effective Amendment. 485BXT Post-Effective Amendment to Designate a New Effective Date. 487 Pre-Effective Pricing Amendment. 497 Definitive Material – Rule 497. 497J Certification of No Change in Definitive Material – Rule 497(j). 497K Summary Prospectus of an Open-End Management Investment Company – Rule497(k). 5 Annual Statement of Change in Beneficial Ownership of Securities – Form5. 6-K Report of a Foreign Private Issuer – Form 6-K. 8-A12B Registration of a Class of Securities – Form 8-A. 8-A12G Registration of a Class of Securities – Form 8-A. 8-K Current Report – Form 8-K { Post-8/23/04... Section 1: Business &Operations; 2: Financial Info.; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Reg. FD; 8: Events; 9: Financials –Pre-8/23/04... Item 1: Control; 2:Assets; 3: Bankruptcy; 4: Accountants; 5: Events; 6: Resignations; 7:Financials; 8: Year; 9: Reg. FD; 10: Ethics; 11: Suspension; 12: Results }. CB Rights/Exchange/Tender Offer Notification/Response – Form CB. DEF 14A Definitive Proxy Solicitation Material – Schedule 14A. DEF 14C Definitive Proxy Information Statement – Schedule 14C. DEFA14A Additional Definitive Proxy Solicitation Material – Schedule 14A. DEFM14A Definitive Proxy Solicitation Material -- Merger or Acquisition –Schedule 14A. DSTRBRPT I.B.R.D. (World Bank) Distribution of Obligations Report – Reg. BW Rule3. F-4 Registration Statement of a Foreign Private Issuer for Securities Issuedin a Business-Combination Transaction F-6EF Registration of Depositary Shares Evidenced by American DepositaryReceipts (Effective Immediately) – Form F-6. FWP Free Writing Prospectus – Rule 163/433. N-2 Registration Statement of a Closed-End Investment Company – Form N-2. N-30D Annual or Semi-Annual Report Mailed to Shareholders – Rule 30d-1. N-4 Registration Statement for a Separate Account (Unit Investment Trust) –Form N-4. N-54C Notice of Withdrawal by a Business Development Company – Form N-54C. N-8F Application for Deregistration of a Registered Investment Company – FormN-8F. N-CSR Certified Annual Shareholder Report of a Management Investment Company –Form N-CSR. N-CSRS Certified Semi-Annual Shareholder Report of a Management InvestmentCompany – Form N-CSR. N-PX Annual Report of the Proxy Voting Record of a Management InvestmentCompany – Form N-PX. N-Q Quarterly Schedule of Portfolio Holdings of a Management InvestmentCompany – Form N-Q. NSAR-A Semi-Annual Report of a Money-Management Company – Form N-SAR. NT 10-Q Notice of a Late Filing of Form 10-Q or 10-QSB – Form 12b-25. POS AM Post-Effective Amendment. PRE 14C Preliminary Proxy Information Statement – Schedule 14C. PREC14A Preliminary Proxy Solicitation Material -- Contested Solicitation –Schedule 14A. PRER14A Revised Preliminary Proxy Solicitation Material – Schedule 14A. RW Registration Withdrawal Request. S-1 Registration Statement (General Form) – Form S-1. S-3 Registration Statement for Securities Offered Pursuant to a Transaction– Form S-3. S-3ASR Automatic Shelf Registration Statement for Securities of a Well-KnownSeasoned Issuer – Form S-3. S-4 Registration of Securities Issued in a Business-Combination Transaction– Form S-4. S-6 Registration Statement of a Unit Investment Trust – Form S-6. S-8 Registration of Securities to be Offered to Employees Pursuant to anEmployee Benefit Plan – Form S-8. S-8 POS Post-Effective Amendment of an S-8 – Form S-8. SC 13D General Statement of Beneficial Ownership – Schedule 13D. SC 13E3 Tender-Offer Statement -- Going-Private Transaction – Schedule 13E-3. SC 13G Statement of Beneficial Ownership – Schedule 13G. SC 14D9 Tender-Offer Solicitation/Recommendation Statement – Schedule 14D-9. SC TO-I Tender-Offer Statement -- Issuer Tender Offer – Schedule TO. SC TO-T Tender-Offer Statement -- Third-Party Tender Offer – Schedule TO.
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