2008年模拟题 详细答案 cfa l1 practice exam卷一上

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2008年CFA L 1PRACTICE EXAM 详细答案 卷一上

 

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2008年模拟题 详细答案 cfa l1 practice exam
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关键词：Practice practic CFA L1 详细答案 Exam CFA Exam 模拟 Practice

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Schweser Printable Answers - Practice Exams Vol. 1 - Exam 1 AM
Test ID#: 2750184
Question 1 - #44786
Your answer: C was correct!
Standard VI(C) Referral Fees. Members and candidates shall disclose to clients and prospects any consideration or benefit received by the member or delivered to
others for the recommendation of any service to the client or prospect. This allows the client to evaluate any partiality shown in making referrals.
This question tested from Session 1, Reading 2-VI, LOS C.
Question 2 - #44787
Your answer: A was correct!
Standard IV(C) Responsibilities of Supervisors explicitly states that speaking to the employee to determine the extent of the violations and receiving assurances that it
will not be repeated is not enough. Finley must take positive steps to insure that the violation will not be repeated including promptly launching an investigation and
limiting the employee’s activities and/or increasing supervision of the employed until the results of the investigation are known.
This question tested from Session 1, Reading 2-IV, LOS C.
Question 3 - #44788
Your answer: A was correct!
Stein violated Standard I(C) Misrepresentation by presenting material developed by another without acknowledgement.
This question tested from Session 1, Reading 2-I, LOS C.

[此贴子已经被作者于2008-5-1 23:15:18编辑过]