CFA 模拟试题level 1

相似文件 换一批

是 否 +2 论坛币

k人 参与回答

经管之家送您一份

应届毕业生专属福利!

求职就业群

赵安豆老师微信：zhaoandou666

经管之家联合CDA

送您一个全额奖学金名额~ !

立即领取

感谢您参与论坛问题回答

经管之家送您两个论坛币！

+2 论坛币

Schweser Printable Tests - Level 1

例题

Based on AIMR's Standards of Professional Conduct, which of the following statements are a violation of Standard IV(B.6), Prohibition against Misrepresentation?

A)

A young trainee bond trader tells a prospective client that she can assist the client in all the client's investment needs: equity, fixed income, and derivatives and based on her years of experience as an analyst in the business that an investment looks like it has lots of potential.

B)

All of these.

C)

An investment manager recommends to a prospective client, an investment in mortgage IO strips because they are guaranteed by an agency of the federal government.

D)

A broker says XYZ stock is 100% guaranteed to double in value over the next six months.

267360.pdf (5.06 MB, 需要: 8 个论坛币)

2008-11-16 23:32:00 上传

CFA 模拟试题level 1
需要: 8 个论坛币  [购买]

扫码加我 拉你入群

请注明：姓名-公司-职位

以便审核进群资格，未注明则拒绝

分享0 收藏0 回帖

关键词：Level 模拟试题 Leve CFA EVE CFA 试题 模拟 Level