产业成长阶段视角的企业规模与技术创新关系争议解析

是 否 +2 论坛币

k人 参与回答

经管之家送您一份

应届毕业生专属福利!

求职就业群

赵安豆老师微信：zhaoandou666

经管之家联合CDA

送您一个全额奖学金名额~ !

立即领取

感谢您参与论坛问题回答

经管之家送您两个论坛币！

+2 论坛币

产业成长阶段视角的企业规模与技术创新关系争议解析

——中、美制造业的比较

【原文出处】经济管理

【原刊地名】京

【原刊期号】20102

【原刊页号】30～37

【英文标题】On the Disputes over the Relationship between Enterprise Scale and Technological

    Innovation from the Perspective of Industrial Growth: A Comparison

    between the Manufacturing Industries in China and the U.S.

【标题注释】基金项目：科技部国家软科学研究项目“基于辅助创新的不同规模企业技术创新优势共享的实现机理研究”（2009GXQ6D157）；辽宁省高等学校优秀人才支持计划（2009R18）。

【作 者】李宇

【作者简介】李宇，东北财经大学工商管理学院，辽宁　大连　116025

李宇，（1979－），男，辽宁阜新人。讲师，管理学博士，研究领域是技术创新管理与科技政策。E-mail:liyu417@gmail.com。

【内容提要】本文在分析引起企业规模与技术创新关系争议的传统因素及改进方法基础上，以行业分组的非参数回归方法避免行业差异性和实证模型误差，仍然得到中、美制造业企业规模与技术创新关系的争议性结论。由此表明，行业适用性问题仅是对不同行业差异性的静态比较，未涉及产业演进导致行业本身动态变化对技术创新与企业规模关系的影响。基于此，本文对中、美制造业产业演进的驱动力量进行对比分析，研究发现，中、美制造业处于不同成长阶段，我国制造业是以传统投入要素和R&d投入为主要驱动要素，客观上要求企业规模不断扩张，因此，企业规模与技术创新呈现“熊彼特假设”的关系；而美国制造业则是R&D投入和非R＆D投入共同驱动模式，在保持甚至收缩企业规模的情况下仍然能够持续创新，因此，企业规模与技术创新呈“倒U”型关系。

【摘 要 题】产业组织

【英文摘要】On the basis of analyzing the traditional factors which lead controversies on the relationship between firm size and technology innovation and improved method, using an industry grouping of non-parametric regression method to avoid differences and empirical model error, while is still to be controversial conclusions between the U. S. and China's manufacturing. The improved empirical research shows that the applicability of the industry is the only difference between different sectors of the static comparison, not covered by the industry evolution leading to affect the relationship between innovation and firm size by industry itself dynamic. Based on this, we work comparative analysis on the driving forces of industry evolution between the U. S. and Chinese manufacturing industry, the study found, the United States at different stages of the manufacturing sector, China's manufacturing industry is based on the traditional inputs and R&D investment as the main driving factors, which calls for business the continuous expansion of the scale, firm size and technology innovation presented "Schumpeterian hypothesis" relationship; while the U. S. manufacturing sector is the R&D investment and non-R&D to the common driver model, while maintaining or even contraction in firm size, still be able to continue to innovate, Therefore, firm size and technology innovation inverted "U" -type relationship.

【关 键 词】产业成长阶段/企业规模/技术创新/制造业

    industrial growth stage/firm size/technology innovation/manufacturing

【正 文】

扫码加我 拉你入群

请注明：姓名-公司-职位

以便审核进群资格，未注明则拒绝

分享0 收藏0 回帖

关键词：技术创新 企业规模 relationship Traditional Maintaining 企业 技术 关系 规模 视角 技术创新论文 技术创新管理 企业技术创新 技术创新基金

【参考文献】
    [1]Aghion, Harris, Howitt, and Vickers. Competition, Imitation and Growth with Step-by-Step Innovation [J]. Review of Economic Studies, 2001,(68).
    [2]Aghion, Philippe, Nicholas Bloom, Richard Blundell, Rachel Griffith, Peter Howitt. Competition and innovation: An inverted U relationship [J]. Quarterly Journal of economics, 2005,120,(2).
    [3]Broadberry, S. and Crafts, N. Competition and Innovation in 1950's Britain [J]. Business History, 2001,43,(1).
    [4]Chang-Yang Lee. Industry R&D Intensity Distributions: Regularities and Underlying Determinants [J]. Journal of Evolutionary Economics, 2002,(12):307-341.
    [5]Jefferson, G. H., Huamao Bal, Xiaojing Guan, Xiaoyun Yu. R&D Performance in Chinese Industry [J]. Economics of Innovation and New Technology, 2004,15,(4/5).
    [6]Klepper S., Simons KL Industry Shakeouts and Technological Change [J]. International Journal of Industrial Organization, 2005,23,(1-2).
    [7]Malerbaf, Orsenigol. Innovation and Market Structure in the Dynamics of the Pharmaceutical Industry and Biotechnology: Towards a History Friendly Model [J]. Industrial and Corporate Change, 2002,11,(4).
    [8]Sigvald Harryson.日本的技术和创新管理：从寻求技术诀窍到寻求合作者[M].华宏慈等译。北京大学出版社，2004.
    [9]Yasuda, Takehiko. Finn Growth, Size, Age and Behavior in Japanese Manufacturing [J]. Small Business Economics, 2005,24,(1).
    [10]杜传忠．产业组织演进中的企业合作——兼论新经济条件下的产业组织合作范式[J].北京：中国工业经济，2004,(6).
    [11]高良谋．辅助创新：研究技术创新与企业规模关系的新视角[J].大连：财经问题研究，2006,(11).
    [12]聂辉华，谭松涛，王宇锋．创新、企业规模和市场竞争——基于中国企业层面面板数据的分析[R].北京：中国人民大学经济学院工作论文系列，2007.
    [13]朱平芳，朱先智．企业技术创新规模效应分位点回归研究[J].北京：技术经济与数量经济研究，2007,(3).