楼主: nancyweng
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[CFA] CFA考试注册被拒,请大家帮忙想想该怎么做 [推广有奖]

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楼主
nancyweng 发表于 2011-11-2 13:37:07 |AI写论文

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在二级考试报名的时候关于禁止问题可能是随便选择没选正确或者漏选了,CFA协会给我发邮件通知我在20天内要回复没有一下行为的声明,可是我正在家休产假,预留的邮箱是公司邮箱,所以等今天上班才收到邮件,现在CFA通知我考试注册已经被拒绝了,真的是很麻烦

我不想重新报名,现在二阶段的报名费高好多,而且不知道教材是不是又得重新买,奶的

大家有没有遇到这样的问题啊,报名的时候我都没仔细看这些问题,真是太大意了,请各位说说我怎么跟协会解释好呢?

谢谢

I am writing to you on behalf of the Professional Conduct Program at CFA Institute.  This letter is to inform you that CFA Institute has denied your application to become a candidate in the CFA® Study and Examination Program.  

We note the disclosure you made in response to question #3 on the Professional Conduct Inquiry which asks:

3. Prohibitions and Restrictions:  In the last five years, has a regulatory organization or judicial court denied you trading privileges or prevented you from:

(a)     Trading on a securities or contract market, OR

(b)     Acting as a person required to be registered under a law or regulation, OR

(c)     Acting as an affiliated person or employee of a financial services institution?

In accordance with the CFA Institute Board of Governors’ established policy regarding criteria for admission into the CFA Program, the conduct disclosed by you on the Professional Conduct Inquiry form disqualifies you from participation in the June 2012 CFA Study and Examination Program.  

If you have reason to believe there are exceptional or unusual circumstances that warrant further review of your enrollment by the Professional Conduct Program, you may submit an appeal of the denial decision. If you choose to submit an appeal, it must be submitted in writing and received by the PCP within twenty (20) days from the date of this letter.   Please refer to the attached “CFA Program Applicants Appeal Q & A” for more information regarding the appeal process.  

If the PCP does not receive a written appeal of the denial decision within twenty (20) days of the date of this letter (by 10 October 2011), the denial of your CFA Program enrollment will be final and you will have waived all rights to further review of the matter by the PCP.  The appropriate application fee will be returned to you.  

You may reapply to the CFA Program when you have no disclosures (no “yes” responses) to the eight questions contained on the Professional Conduct Inquiry form.  

Thank you for your interest in the program.

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关键词:CFA考试 怎么做 CFA Professional Restrictions 公司邮箱 writing behalf 报名费 而且

沙发
WindFlask 发表于 2011-11-2 13:42:12
有点契约精神吧,CFA教材写过不要为风险和义务买单么?

藤椅
a719052378 发表于 2011-11-2 13:49:54
我不懂怎么弄 帮顶

板凳
taipeter1 发表于 2011-11-2 23:25:50
谢谢楼主分享!

报纸
nancyweng 发表于 2011-11-4 08:54:16
WindFlask 发表于 2011-11-2 13:42
有点契约精神吧,CFA教材写过不要为风险和义务买单么?
我不明白这个跟契约精神有毛的关系?请不要动不动就拿契约精神说话!!!
从我的角度看,作为一个基金从业人员,证监会的确是限制进入股票市场的,所以我选择了YES,当然也是欠缺考虑,但是美国与中国的国情并不相同,如果是被限制进入市场的话,CFA协会是不予以确认为CANDIDATE的,那我请问你作为契约精神的坚定执行者是不是所有证券从业人员都不用参加CFA考试了??!!

我给协会回复邮件说明了我的情况,因为生宝宝没办法接受邮件,所以请求协会考虑我的实际情况接受我的报名,早上收到协会的邮件,老美是很人性化的,考虑到我的实际情况,人家接受了我的报名。

我不明白的是,现在都怎么了??至于对别人那么苛责么?

地板
magicrex 发表于 2011-11-4 10:33:55
其实老美说的限制市场准入等同于是一种惩罚性措施,而不是我们国家法律所规定的禁止从业人员自己买卖股票。
既然问题解决了,那就开心大笑吧,是不是多花了一笔钱,没有享受early bird的政策?
楼主也考二级啊,我们一起加油吧!

7
nancyweng 发表于 2011-11-7 08:50:52
magicrex 发表于 2011-11-4 10:33
其实老美说的限制市场准入等同于是一种惩罚性措施,而不是我们国家法律所规定的禁止从业人员自己买卖股票。 ...
没有呢,我是第一阶段报名的,报名费已经交了,协会现在发邮件确认给我报名了而已,没有再要求我重新报名

恩,我现在工作忙而且还得带宝宝,事情很多,不知道今年二级有没有戏啦,不过大家都加油

8
cubila 发表于 2011-11-7 08:52:59
寫信去問問看協會吧

9
皑玺沧狐 发表于 2011-11-7 11:40:05
楼主加油,刚为人母还得准备CFA,佩服楼主的韧劲和自我要求
祝楼主考试成功,宝宝健康活泼

10
nancyweng 发表于 2011-11-21 09:14:46
皑玺沧狐 发表于 2011-11-7 11:40
楼主加油,刚为人母还得准备CFA,佩服楼主的韧劲和自我要求
祝楼主考试成功,宝宝健康活泼
谢谢鼓励,大家一起加油

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