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[学术治理与讨论] 科学欺诈的恶果 [推广有奖]

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心理学的前车之鉴

英国《金融时报》专栏作家 西蒙•库柏

戴德里克•斯塔佩尔(Diederik Stapel)在一年中很少离开家。这位荣誉扫地的前心理学教授,位列历史上十大学术欺诈者之一。他在从荷兰打电话告诉我:“我失去了一切。”他差不多破产了。他家现在连澡都洗不起。他表示有时候他也考虑过自杀。他玷污了他自己所从事的社会心理学学科。而且他已成为举国鄙视的贱民。他说:“我以为自己慢慢地就能出去了,可我想错了,尤其是在看到批评者明显不会原谅我之后。”

我担心,他将永远都不能从这次名誉扫地中恢复过来。不同的社会对待犯错之人的态度有所不同,而荷兰人似乎尤其不肯原谅这些人。
斯塔佩尔曾与我在同一个学校上学。我为他主编的校刊撰稿。在我们长大的那个荷兰小镇,我们还为同一家足球俱乐部效过力。我比他小三岁,几乎不认识他,但我还记得那个在走廊里对陌生人报以微笑的大个子男孩,这种举动在我们学校并不多见。
我本来已经不记得他了,可“说谎的荷兰人号(The Lying Dutchman)”(取自欧洲传说“飞翔的荷兰人号”,译者注)在去年成了轰动全球的新闻。事实证明,他炮制了一连串的科学发现:例如,他在权威学术杂志《科学》(Science)上发表过一篇文章,其中声称人们在不够干净的火车站等脏乱环境中更容易产生歧视性成见;再比如,他声称他发现喜欢吃肉的人更自私自利。他根本没做过研究,这一切都是捏造出来的。在至少55篇他本人撰写的学术论文以及10篇由他指导的博士论文中,都发现了欺诈行为。荷兰媒体目前仍在日复一日地抨击他。社会心理学科目也遭到了差不多同等程度的破坏:一项有关斯塔佩尔丑闻的学术调查将该学科称为“一门马马虎虎的学科”。

斯塔佩尔的新书《出轨》(Ontsporing)试图为自己的欺诈行为进行辩解。他表示,部分原因是他是一名资质平平的学者,却由于太想成为明星而编造了有趣的结果。他还表示部分原因是他对捏造“上瘾了”。然而他还是没能解释出全部原因。人们行为的背后往往有复杂的原因。而作为社会心理学家——尽管他以后再不可能在这个领域工作——他对于“基本归因错误”(fundamental attribution error)应该非常了解:此术语指的是“人的品性决定人的行为”的错误认识。
实际上,人们的行为往往是由环境塑造而成的。
斯塔佩尔所处的环境就是社会心理学领域。在这个领域,捏造数据的社会心理学家非常少,然而随意使用数据的情况却屡见不鲜。这也许是荷兰三家学术委员会调查其欺诈行为之后的主要发现。三家委员会发现了研究人员的许多错误做法:不断重复同一项试验直到得到正确结果;省略不恰当数据;错误解读统计结果;不分享数据,诸如此类。就在调查活动发起之前不久,诺贝尔经济学奖获得者丹尼尔•卡尼曼(Daniel Kahneman)曾告诉研究社会启动效应的心理学家:“你们的研究领域已成为一个反面典型,使得人们对整个心理学研究领域的诚信度产生了质疑。”
人们“对社会心理学领域的研究方法产生了巨大不安。”荷兰学术欺诈问题专家弗兰克•范科尔夫舒腾(Frank van Kolfschooten)表示,“不过有人表示,斯塔佩尔丑闻是社会心理学领域可能发生的最好的事情,因为这一事件引发了对这些问题的审查。”

社会心理学是有可能恢复声誉的。然而斯塔佩尔却可能做不到这一点。一个国家对待犯错之人的态度往往由其宗教传统决定的。在天主教教义中,犯错之人可以通过秘密忏悔而得到赦免。这有助于解释为什么意大利的西尔维奥•贝鲁斯科尼(Silvio Berlusconi)没有向公众忏悔,却可以开心地重复自己的过错。刚刚因税务欺诈被判入狱之后,他又一次参与到首相竞选中。

在许多美国版新教教义中,犯错之人可以“重生”。你有过错,但是当你投入到耶稣的怀抱,他可以净化你。由于这一传统,美国那些犯错之人能够重新站起来。比尔•克林顿(Bill Clinton)总统由于卷入莫妮卡•莱温斯基(Monica Lewinsky)丑闻而遭到了弹劾。然而他随后承认了一切,并到全国各地向他的支持者道歉,如今他又成为了美国可能最受尊敬的政治人物。他在政治上获得了重生。弗朗西斯•斯科特•菲茨杰拉德(F. Scott Fitzgerald)的名言“美国人的生活里没有第二幕”看来并不正确。
斯塔佩尔的不幸在于他是荷兰人。在荷兰,占主导地位的思想是信奉永恒罪孽的加尔文主义。加尔文主义认为,罪人无法拯救他们自身。这种严格的约束可能会阻止人们犯错:荷兰在透明国际(Transparency International)全球清廉指数排行榜中排名第九,名次仅低于主要信仰路德教派的斯堪的纳维亚国家。
但不原谅过错之人的负面效应就是,荷兰人的生活中基本没有第二幕。

斯塔佩尔告诉我:“人们在报纸和博客中表示:‘像他这样的人不配拥有第二次机会。’问题在于他们还会不会再给你一些东西。也许要等到五年或十年之后,但这段时间真是太长了。”
在书中有一段话令人脊背发凉:他告诉两个女儿,如果他不在人世了,情况可能还会好一些。他写下这段话的时候明知道这会引起恐惧,不过他的前景真的是一片灰暗。我对此深感担心。


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关键词:Transparency Internation Fundamental Attribution Fundamenta 新浪微博 腾讯微博 陌生人 德里克

沙发
阿笨781213 发表于 2013-1-5 16:10:42 |只看作者 |坛友微信交流群
好可怕。。。。。。。再也不看这样吓人的帖子了

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藤椅
千年孤独 发表于 2013-1-5 20:26:28 |只看作者 |坛友微信交流群
文不对题

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板凳
homecls 在职认证  发表于 2013-1-6 10:29:55 |只看作者 |坛友微信交流群
Report finds massive fraud at Dutch universities
Investigation claims dozens of social-psychology papers contain faked data.

Ewen Callaway
http://www.nature.com/news/2011/111101/full/479015a.html

Dutch psychologist Diederik Stapel.Persbureau van Eijndhoven
When colleagues called the work of Dutch psychologist Diederik Stapel too good to be true, they meant it as a compliment. But a preliminary investigative report (go.nature.com/tqmp5c) released on 31 October gives literal meaning to the phrase, detailing years of data manipulation and blatant fabrication by the prominent Tilburg University researcher.

"We have some 30 papers in peer-reviewed journals where we are actually sure that they are fake, and there are more to come," says Pim Levelt, chair of the committee that investigated Stapel's work at the university.

Stapel's eye-catching studies on aspects of social behaviour such as power and stereo-typing garnered wide press coverage. For example, in a recent Science paper (which the investigation has not identified as fraudulent), Stapel reported that untidy environments encouraged discrimination ( Science 332, 251–253; 2011).

"Somebody used the word 'wunderkind'," says Miles Hewstone, a social psychologist at the University of Oxford, UK. "He was one of the bright thrusting young stars of Dutch social psychology — highly published, highly cited, prize-winning, worked with lots of people, and very well thought of in the field."

In early September, however, Stapel was suspended from his position as dean of the Tilburg School of Social and Behavioral Sciences over suspicions of research fraud. In late August, three young researchers under Stapel's supervision had found irregularities in published data and notified the head of the social-psychology department, Marcel Zeelenberg. Levelt's committee joined up with sister committees at the universities of Groningen and Amsterdam, where Stapel has also worked, to produce the report. They are now combing through his publications and their supporting data, and interviewing collaborators, to map out the full extent of the misconduct.

Mistakes made

Stapel initially cooperated with the investi-gation by identifying fraudulent publications, but stopped because he said he was not physically or emotionally able to continue, says Levelt. In a statement, translated from Dutch, that is appended to the report, Stapel says: "I have made mistakes, but I was and am honestly concerned with the field of social psychology. I therefore regret the pain that I have caused others." Nature was unable to contact Stapel for comment.

The report does not identify specific papers that contain manipulated or fabricated data, pending the completion of the investigations. The investigators conclude, though, that Stapel acted alone. "The co-authors, and in particular the PhD students, were absolutely not involved, they really didn't know what was going on in this data fabrication," Levelt says.

Often, the report says, Stapel and a colleague or student came up with a hypothesis, and then designed an experiment to test it. Stapel took responsibility for collecting data through what he said was a network of contacts at other institutions, and several weeks later produced a fictitious data file for his colleague to write up into a paper. On other occasions, Stapel received co-authorship after producing data he claimed to have collected previously that exactly matched the needs of a colleague working on a particular study.

The data were also suspicious, the report says: effects were large; missing data and outliers were rare; and hypotheses were rarely refuted. Journals publishing Stapel's papers did not question the omission of details about where the data came from. "We see that the scientific checks and balances process has failed at several levels," Levelt says.

At a press conference, Tilburg University's rector, Philip Eijlander, said that he would pursue criminal prosecution of Stapel. The committee is also producing a list of tainted papers to guide co-authors and journal publishers in what will probably be a long list of retractions.

ADVERTISEMENT
Joris Lammers, a psychologist at Tilburg who did his PhD under Stapel's supervision, says he is "shocked" by the findings. Lammers says he worked independently of Stapel and collected all the data in his PhD himself — the report notes that his dissertation is not under suspicion. Several other former collaborators contacted by Nature declined to comment.

Hewstone, who has never worked with Stapel, had initially fretted that Stapel's fraudulent oeuvre would undermine other findings in the field of social psychology. While editing a new edition of a social-psychology textbook, however, Hewstone turned up no references to Stapel's work in 15 chapters, suggesting that Stapel's work was not as influential as he had thought. "I think the impact is going to be particularly devastating for the young people he worked with, but not for the field of social psychology as such," he says.

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报纸
homecls 在职认证  发表于 2013-1-6 10:32:21 |只看作者 |坛友微信交流群
http://www.cdgdc.edu.cn/xwyyjsjyxx/zxns/zxzx/mg/zxzx/275086.shtml
美国:呼吁公开数据以抗击学术不端
2012-03-28

近日,荷兰社会心理学家戴德里克·斯塔佩尔(Diederik Stapel)涉嫌学术造假,让人们不禁想起2010年哈佛大学知名学者马克·豪泽(Marc Hauser)的学术不端行为。斯塔佩尔对研究数据采取的是“封闭式管理”,从不与学生或同事分享数据;而豪泽在数据获取、分析、研究方法和最终结果等方面都存在问题。这两起事件都与数据管理不规范相关,进而引发了对数据公开的关注。
为此,美国国家科学基金会(NSF)和国家卫生研究院(National Institutes of Health, NIH)都出台新规定,要求所有资助项目和学术杂志公开数据,以加强相应的监管系统,防止类似的学术不端行为。对于维持科学的基本价值及公众对政府资助研究项目的信心而言,公开数据是明智而有效的选择。每一起学术不端事件,尤其是在争议性话题上的学术造假,都为数据公开的反对者创造了借口,并因此打击了公众信心。此外,技术进步为数据分享提供了切实的条件。
NSF和NIH在数据分享这条路上已经开了个好头,其他资助机构和学术期刊也应该继续这一事业,公开研究原始材料和数据,减少学术不端行为。
(翻译∕金津 校对∕徐贝)

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