回答Professional Conduct Inquiry 的时候选择了个一个YES,现在被协会拒绝报考考试咋

是 否 +2 论坛币

k人 参与回答

经管之家送您一份

应届毕业生专属福利!

求职就业群

赵安豆老师微信：zhaoandou666

经管之家联合CDA

送您一个全额奖学金名额~ !

立即领取

感谢您参与论坛问题回答

经管之家送您两个论坛币！

+2 论坛币

我记得当时有8个问题，我第一次全部选NO,结果不让我通过，然后我就选了第三个回答为YES,就通过了，结果现在协会给我发邮件说不能通过我的报名，我钱都交了好几周了，现在再退给我，说有问题就去上诉他们，我都疯了

这个是问题，我貌似选的C吧，忘了具体的了，就记得全部选NO不让通过我才挑了一个选YES的。。。

3. Prohibitions and Restrictions:  In the last five years, has a regulatory organization or judicial court denied you trading privileges or prevented you from:

(a)   Trading on a securities or contract market, OR

(b)   Acting as a person required to be registered under a law or regulation, OR

(c)   Acting as an affiliated person or employee of a financial services institution?

扫码加我 拉你入群

请注明：姓名-公司-职位

以便审核进群资格，未注明则拒绝

分享0 收藏0 回帖

关键词：Professional Profession inquiry conduct Prof 考试 affiliated registered regulatory

这是具体邮件内容
I am writing to you on behalf of the Professional Conduct Program at CFA Institute.  This letter is to inform you that CFA Institute has denied your application to become a candidate in the CFA® Study and Examination Program.



We note the disclosure you made in response to question #3 on the Professional Conduct Inquiry which asks:



3. Prohibitions and Restrictions:  In the last five years, has a regulatory organization or judicial court denied you trading privileges or prevented you from:

(a)   Trading on a securities or contract market, OR

(b)   Acting as a person required to be registered under a law or regulation, OR

(c)   Acting as an affiliated person or employee of a financial services institution?



In accordance with the CFA Institute Board of Governors’ established policy regarding criteria for admission into the CFA Program, the conduct disclosed by you on the Professional Conduct Inquiry form disqualifies you from participation in the December 2013 CFA Study and Examination Program.



If you have reason to believe there are exceptional or unusual circumstances that warrant further review of your enrollment by the Professional Conduct Program, you may submit an appeal of the denial decision. If you choose to submit an appeal, it must be submitted in writing and received by the PCP within twenty (20) days from the date of this letter.   Please refer to the attached “CFA Program Applicants Appeal Q & A” for more information regarding the appeal process.



If the PCP does not receive a written appeal of the denial decision within twenty (20) days of the date of this letter (by 6 April 2013), the denial of your CFA Program enrollment will be final and you will have waived all rights to further review of the matter by the PCP.  The appropriate application fee will be returned to you.



You may reapply to the CFA Program when you have no disclosures (no “yes” responses) to the eight questions contained on the Professional Conduct Inquiry form.
怎么办呀看，求达人给出招呀，呜呜~

顶呀，求帮忙

fudairu 发表于 2013-3-18 12:03
顶呀，求帮忙

协会一般还是会再给你一封邮件要求你在规定时限内做出确认的，你在规定时间给协会发邮件解释一下你选错了，再发一封邮件再次确认你的回答，马上协会就可以通过你的注册了

俺的经验之谈，之前以为很麻烦，但是2天就OK了，协会还是很希望收到你的考试费的，祝好运

这种错误犯了，就怪不了别人了

andiebogard 发表于 2013-3-20 22:07
这种错误犯了，就怪不了别人了

Nod...LZ 刚注册Level 1， 还不知道这些问题对CFAI的重要性...

not a big deal as it is a careless mistake that can be explained.
good luck and hope this issue has been resolved without further impact!

发邮件解释

我现在也碰到了这个问题，请问楼主解决了吗？

雾霭流香 发表于 2013-10-17 04:59
我现在也碰到了这个问题，请问楼主解决了吗？

就发邮件说当时看错题目了，解释一下，希望重新test就可以了
协会不会跟你扯，直接就让你过了