Ethic 考题求大神指点~~

是 否 +2 论坛币

k人 参与回答

经管之家送您一份

应届毕业生专属福利!

求职就业群

赵安豆老师微信：zhaoandou666

经管之家联合CDA

送您一个全额奖学金名额~ !

立即领取

感谢您参与论坛问题回答

经管之家送您两个论坛币！

+2 论坛币

Noor Mawar, CFA, manages a trust fund with the beneficiary being an orphaned 18-year-old student. The investment policy dictates that trust assets are expected to provide the student with a stable low risk source of income until she reaches the age of 30 years. Based on information from an internet blog, the student asks Mawar to invest in a new business venture she expects will provide high returns over the next 5 years. Mawar ignores the request, instead securing conservative investments to provide sufficient income. Did Mawar most likely violate the CFA Institute Code of Ethics and Standards of Professional Conduct? （2012 Mock83）


A. Yes
B. No, because the client’s objectives were met
C. No, because the investment time frame does not match the investment horizon

谁能告诉我为什么正确答案是B？？不应该是beneficiary=client=the student??我怎么看都觉得是A啊。。

扫码加我 拉你入群

请注明：姓名-公司-职位

以便审核进群资格，未注明则拒绝

分享0 收藏0 回帖

关键词：ethic ETH Professional Conservative investments investment internet business expected request

乍一看我也想选A，但看了下B觉得B更正确，因为IPS是根据客户的意愿与实际情况，此处没有看到客户的承担风险能力达不到投资要求，而且有意愿承担风险。
在国外18岁的孩子好多能独立生活了，不像中国，所以没有必须的支出此处。