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SEC Grouping Descriptions
- Annual Filings
- Quarterly Filings
- Current Filings
- Section 16 Filings
- Proxy Statements
- Other
- Annual Filings
- 10-C
Filing for NASDAQ securities containing info on change in shares or a change in name - 10-C/A
Amendment to a previously filed 10-C - 10-K
Annual report which provides a comprehensive overview of the company for the past year - 10-K/A
Amendment to a previously filed 10-K - 10-K405
Annual report. The Regulation S-K Item 405 box on the cover page is checked - 10-K405/A
Amendment to a previously filed 10-K405 - 10-KT
Annual transition reports filed rule 13a-10 or 15d-10 of the Securities Exchange Act - 10-KT/A
Amendment to a previously filed 10-KT - 10KSB
Annual report filed by small businesses - 10KSB/A
Amendment to a previously filed 10KSB - 10KSB40
Optional form for annual and transition reports of small business issuers - 10KSB40/A
Amendment to a previously filed 10KSB40 - 10KT405
Annual transition report filed Rule 13a-10 or15d-10 of the Securities Exchange Act - 10KT405/A
Amendment to a previously filed 10KT405 - 11-K
An annual report of employee stock purchase, savings and similar plans - 11-K/A
Amendment to a previously filed 11-K - 11-KT
Annual report of employee stock purchase savings and similar plans - 11-KT/A
Amendment to a previously filed 11-KT - 18-K
Annual report for foreign governments and political subdivisions - 18-K/A
18-K/A - 20-F
Registration of securities of foreign private issuers pursuant to section 12(b) or (g) - 20-F/A
Amendment to a previously filed 20-F - ARS
An annual report to security holders. - ARS/A ARS/A
- N-18F1
Notification of election pursuant to Rule 18f-1 - N-18F1/A
Pre-effective amendment to an N-18F1 filing - N-23C-1
Reports by closed-end investment companies of purchase of their own securities - N-23C-1/A
Pre-effective amendment to an N-23C-1 filing - N-30D
An annual and semi-annual report mailed to shareholders. Filed by registered investment companies - N-30D/A
Amendments to a previously filed N-30D - NSAR-A
Semi-Annual report for management companies - NSAR-A/A
Amendments to a previously filed NSAR-A - NSAR-AT
Transitional semi-annual report for registered investment companies (Management) - NSAR-AT/A
Amendments to a previously filed NSAR-AT - NSAR-B
Annual report for management companies - NSAR-B/A
Amendments to a previously filed NSAR-B - NSAR-BT
Transitional annual report for management companies - NSAR-BT/A
Amendments to a previously filed NSAR-BT - NSAR-U
Annual report for unit investment trusts - NSAR-U/A
Amendments to a previously filed NSAR-U - NT 10-K
Notification that form 10-K will be submitted late - NT 10-K/A
Amendment to a previously filed NT 10-K - NT 11-K
Notification that form 11-K will be submitted late - NT 11-K/A
Amendment to a previously filed NT 11-K - NT 20-F
NT 20-F - NT 20-F/A
NT 20-F/A - NT-NSAR
Request for an extension of time for filing form NSAR-A NSAR-B or NSAR-U - NT-NSAR/A
Amendments to a previously filed NT-NSAR
- 10-C
- Quarterly Filings
- 10-Q
Quarterly report which provides a continuing view of a company's financial position - 10-Q/A
Amendment to a previously filed 10-Q - 10-QT
Quarterly transition reports filed rule 13a-10 or 15d-10 of the Securities Exchange Act - 10-QT/A
Amendment to a previously filed 10-QT - 10QSB
Quarterly report filed by small businesses - 10QSB/A
An amendment to a previously filed 10QSB - 13F-E
Quarterly reports filed by institutional managers - 13F-E/A
Amendment to a previously filed 13F-E - NT 10-Q
Notification that form type 10-Q will be submitted late - NT 10-Q/A
Amendment to a previously filed NT 10-Q
- 10-Q
- Current Filings
- 6-K
Report of foreign issuer rules 13a-16 and 15d-16 of the Securities Exchange Act - 6-K/A
Amendment to a previously filed 6-K - 8-K
Report of unscheduled material events or corporate event - 8-K/A
Amendment to a previously filed 8-K - 8-K12G3
Notice of securities of successor issuers deemed registered - 8-K12G3/A
Amendment to a previously filed 8-K12G3 - 8-K15D5
Notification of assumption of duty to report by successor issuer - 8-K15D5/A
Amendment to a previously filed 8-K15D5
- 6-K
- Section 16 Filing
- 3
Initial filing by director officer or owner of more than ten percent. - 3/A
An amendment to a 3 filing. Non-EDGAR filing - 4
Statement of changes in beneficial ownership of securities - 4/A
Amendment to a previously filed 4 - 5
Annual filing director officer or owner of more than ten percent. - 5/A
Amendment to a previously filed 5
- 3
- Proxy Statements
- DEF 14A
Official notification to shareholders of matters to be brought to a vote ("Proxy") - DEF13E3
Schedule filed as definitive materials - DEF13E3/A
Amendment to a previously filed DEF 13E3 - DEFA14A
Additional proxy soliciting materials - definitive - DEFA14C
Additional information statement materials - definitive - DEFC14A
Definitive proxy statement in connection with contested solicitations - DEFC14C
Definitive information statement indicating contested solicitations - DEFN14A
Proxy statement filed by non-management not in connection with contested solicitations - DEFR14A
DEFR14A - DEFR14C
Revised information statement materials - definitive - DEFS14A
A definitive proxy statement giving notice regarding a special meeting - DEFS14C
A definitive information statement regarding a special meeting - DFAN14A
Additional proxy soliciting materials filed by non-management - DFRN14A
Revised definitive proxy statement filed by non-management - PRE 14A
A preliminary proxy statement providing notification matters to be brought to a vote - PRE 14C
A preliminary proxy statement containing all other information - PRE13E3
Initial statement - preliminary form - PRE13E3/A
Amendment to a previously filed PRE13E3 - PREC14A
Preliminary proxy statement containing contested solicitations - PREC14C
Preliminary information statement containing contested solicitations - PREN14A
Non-management preliminary proxy statements not involving contested solicitations - PRER14A
Proxy soliciting materials. Revised preliminary material - PRER14C
Information statements. Revised preliminary material - PRES14A
A preliminary proxy statement giving notice regarding a special meeting - PRES14C
A preliminary information statement relating to a special meeting - PRRN14A
Non-management revised preliminary proxy soliciting materials - PX14A6G
Notice of exempt solicitation. Definitive material
- DEF 14A
- Other
- All forms not listed in one of the categories above
- All forms not listed in one of the categories above
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