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[CFA] Do the brokers need to do the research? [推广有奖]

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airsimon 发表于 2008-7-20 04:21:00 |AI写论文

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<p>The definition of BROKER is "<span style="FONT-SIZE: 10.5pt; LINE-HEIGHT: 115%; FONT-FAMILY: &quot;Arial&quot;,&quot;sans-serif&quot;; mso-fareast-font-family: 宋体; mso-fareast-theme-font: minor-fareast; mso-ansi-language: EN-US; mso-fareast-language: ZH-CN; mso-bidi-language: AR-SA;">An individual or <a href="http://www.investorwords.com/1967/firm.html"><span style="FONT-SIZE: 11pt; COLOR: windowtext; LINE-HEIGHT: 115%; FONT-FAMILY: &quot;Calibri&quot;,&quot;sans-serif&quot;; TEXT-DECORATION: none; mso-ascii-theme-font: minor-latin; mso-hansi-theme-font: minor-latin; mso-bidi-font-family: 'Times New Roman'; mso-bidi-theme-font: minor-bidi; text-underline: none;">firm</span></a> which <a href="http://www.businessdictionary.com/definition/act.html"><span style="FONT-SIZE: 11pt; COLOR: windowtext; LINE-HEIGHT: 115%; FONT-FAMILY: &quot;Calibri&quot;,&quot;sans-serif&quot;; TEXT-DECORATION: none; mso-ascii-theme-font: minor-latin; mso-hansi-theme-font: minor-latin; mso-bidi-font-family: 'Times New Roman'; mso-bidi-theme-font: minor-bidi; text-underline: none;">acts</span></a> as an <a href="http://www.investorwords.com/2556/intermediary.html"><span style="FONT-SIZE: 11pt; COLOR: windowtext; LINE-HEIGHT: 115%; FONT-FAMILY: &quot;Calibri&quot;,&quot;sans-serif&quot;; TEXT-DECORATION: none; mso-ascii-theme-font: minor-latin; mso-hansi-theme-font: minor-latin; mso-bidi-font-family: 'Times New Roman'; mso-bidi-theme-font: minor-bidi; text-underline: none;">intermediary</span></a> between a <a href="http://www.businessdictionary.com/definition/buyer.html"><span style="FONT-SIZE: 11pt; COLOR: windowtext; LINE-HEIGHT: 115%; FONT-FAMILY: &quot;Calibri&quot;,&quot;sans-serif&quot;; TEXT-DECORATION: none; mso-ascii-theme-font: minor-latin; mso-hansi-theme-font: minor-latin; mso-bidi-font-family: 'Times New Roman'; mso-bidi-theme-font: minor-bidi; text-underline: none;">buyer</span></a> and <a href="http://www.businessdictionary.com/definition/seller.html"><span style="FONT-SIZE: 11pt; COLOR: windowtext; LINE-HEIGHT: 115%; FONT-FAMILY: &quot;Calibri&quot;,&quot;sans-serif&quot;; TEXT-DECORATION: none; mso-ascii-theme-font: minor-latin; mso-hansi-theme-font: minor-latin; mso-bidi-font-family: 'Times New Roman'; mso-bidi-theme-font: minor-bidi; text-underline: none;">seller</span></a>, usually <a href="http://www.businessdictionary.com/definition/charging.html"><span style="FONT-SIZE: 11pt; COLOR: windowtext; LINE-HEIGHT: 115%; FONT-FAMILY: &quot;Calibri&quot;,&quot;sans-serif&quot;; TEXT-DECORATION: none; mso-ascii-theme-font: minor-latin; mso-hansi-theme-font: minor-latin; mso-bidi-font-family: 'Times New Roman'; mso-bidi-theme-font: minor-bidi; text-underline: none;">charging</span></a> a <a href="http://www.investorwords.com/967/commission.html"><span style="FONT-SIZE: 11pt; COLOR: windowtext; LINE-HEIGHT: 115%; FONT-FAMILY: &quot;Calibri&quot;,&quot;sans-serif&quot;; TEXT-DECORATION: none; mso-ascii-theme-font: minor-latin; mso-hansi-theme-font: minor-latin; mso-bidi-font-family: 'Times New Roman'; mso-bidi-theme-font: minor-bidi; text-underline: none;">commission</span></a>. For <a href="http://www.investorwords.com/5954/securities.html"><span style="FONT-SIZE: 11pt; COLOR: windowtext; LINE-HEIGHT: 115%; FONT-FAMILY: &quot;Calibri&quot;,&quot;sans-serif&quot;; TEXT-DECORATION: none; mso-ascii-theme-font: minor-latin; mso-hansi-theme-font: minor-latin; mso-bidi-font-family: 'Times New Roman'; mso-bidi-theme-font: minor-bidi; text-underline: none;">securities</span></a> and most other <a href="http://www.investorwords.com/3874/product.html"><span style="FONT-SIZE: 11pt; COLOR: windowtext; LINE-HEIGHT: 115%; FONT-FAMILY: &quot;Calibri&quot;,&quot;sans-serif&quot;; TEXT-DECORATION: none; mso-ascii-theme-font: minor-latin; mso-hansi-theme-font: minor-latin; mso-bidi-font-family: 'Times New Roman'; mso-bidi-theme-font: minor-bidi; text-underline: none;">products</span></a>, a <a href="http://www.investorwords.com/2798/license.html"><span style="FONT-SIZE: 11pt; COLOR: windowtext; LINE-HEIGHT: 115%; FONT-FAMILY: &quot;Calibri&quot;,&quot;sans-serif&quot;; TEXT-DECORATION: none; mso-ascii-theme-font: minor-latin; mso-hansi-theme-font: minor-latin; mso-bidi-font-family: 'Times New Roman'; mso-bidi-theme-font: minor-bidi; text-underline: none;">license</span></a> is <a href="http://www.businessdictionary.com/definition/required.html"><span style="FONT-SIZE: 11pt; COLOR: windowtext; LINE-HEIGHT: 115%; FONT-FAMILY: &quot;Calibri&quot;,&quot;sans-serif&quot;; TEXT-DECORATION: none; mso-ascii-theme-font: minor-latin; mso-hansi-theme-font: minor-latin; mso-bidi-font-family: 'Times New Roman'; mso-bidi-theme-font: minor-bidi; text-underline: none;">required</span></a>. " Just wonder if they need to do some reserach work.&nbsp;&nbsp;&nbsp;&nbsp; Thanks a lot.</span></p>
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关键词:Research Researc brokers search Broker Research Need brokers

沙发
见路不走 在职认证  发表于 2015-8-1 22:10:08
broker的研究能力可以说是非常强的,对市场的认识,对行情的预期,以及对基本面的研究,都是他们的一个非常重要的方面
broker几乎都拥有完全的研究所,由大量的研究人员组成,来做研究工作

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