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1． An analyst subject to AIMR®Standards of Professional Conduct， to comply with StandardI（A） Fundamental ReSponsibilities， should do all of the following EXCEPT：
A． learn the laws and rules governing his or her conduct．
B． seek the advice of counsel when in doubt concerning the requirements of the law．
C． implement and/or follow internal compliance procedures designed to prevent legal violations．
D． adopt AIMR's Global Investment Performance Standards （GiPS®） for reporting
investment results．
2． Bob Barkley， CFA～， has been called to testify in court as a professional expert． IfBarkley needs to reference research conducted by his firm's research staff， which of thefollowing statements is TRUE? Under：
A． Standard II（C）， Prohibition against Plagiarism， Barkley should credit the work to hisfirm'sresearch staff．
B． Standard IV（B．5） Preservation of Confidentiality， Barkley will violate this standard if he ：references research conducted by his firm's research staff．
C． Standard III（C）， Disclosure of Conflict to Employer， Barkley will violate this standard if hereferences research conducted by his firm's research staff．
D． Standard III（B）， Professional Misconduct， Barldey should confer with the firm's counsel andrefuse to testify on the grounds that his testimony may tend to incriminate him．
3． AnnSmith，CFA，callsBillJones， CFA， and tells him that her research shows that Biokem Companyis overpriced． After their conversation， Jones arranges a conference call with all thefirm's portfolio managers and announces that his research indicates Biokem is a strong "sell．"According to AIMR Standards of Professional Conduct， which of the following statements is mostaccurate?
A． Jones did not commit plagiarism because Smith's comments were verbal．
B． Jones has just plagiarized Smith's research because he did not credit her as the source．
C． Because Smith told Jones， the information is now public； Jones can do whateverthe wantswith it．
D． Jones did not plagiarize Smith's work because he did not actually see the research that she produced
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