Kirsten Kelso, CFA, is a researchanalyst at an independent research firm. Kelso is part of a team ofanalysts who focus on the automobile industry.Recently, Kelso disagreed with two research sell recommendations writtenby her team even though she felt confident the research process was properlyconducted. In a webcast open to all institutional but not retailclients, Kelso states “even though my name is on the sell reports,these stocks are a buy in part because sales and share prices for both autocompanies will rise significantly due to strong demand for theirvehicles.” Kelso’s actions would least likely violate which of thefollowing CFA Institute Standards of Professional Conduct?
A. FairDealing
B. Communication with Clients
C. Diligence and Reasonable Basis
我的问题是,为什么不选B?不太清楚这里的communicating with clients指的是什么?而且Kelso在提出他自己的观点的时候也没有再做详尽的研究呀,难道不算违反了C么?
谢谢大家的解答。