施莱佛,哈佛教授,得过克拉克奖,在金融学(行为金融和公司治理)、法经济学、转型经济学等各方面都有突出贡献。Professor Andrei Shleifer
Whipple V. N. Jones Professor of Economics 看看他的学术记录吧,光是2003年就发表论文9篇,能吓死人!!
Professor Andrei Shleifer'sPapers
Updated June 14, 2004
For your convenience, many of the papers cited below may be printed as PDF files. The papers that are available as PDF files are either the NBER or HIER version, not the final published version that appears in the respective journal.
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If you would like hard copies of unpublished papers or reprints of published papers, please contact Lori Morrison.
ARTICLES:
"A Theory of Yardstick Competition." Rand Journal of Economics, Autumn, 1985.
"The Strategic Bequest Motive" (with D. Bernheim and L. Summers). Journal of Political Economy, December, 1985.
"Large Shareholders and Corporate Control" (with R. Vishny). Journal of Political Economy, June, 1986. Reprinted in Michael J. Brennan, ed., The Theory of Corporate Finance. Brookfield,Vermont: Edward Elgar Publishing Company, 1996.
"Do Demand Curves for Stocks Slope Down?" Journal of Finance, July, 1986.
"Greenmail, White Knights, and Shareholders' Interest" (with R. Vishny). Rand Journal of Economics, Autumn, 1986.
"Implementation Cycles" Journal of Political Economy, December, 1986. Reprinted in N. Gregory Mankiw and David Romer, eds., New Keynesian Economics. Cambridge: MIT Press, 1991.
"Management Buyouts as a Response to Market Pressure" (with R. Vishny). In Alan J. Auerbach, editor, Mergers and Acquisitions. Chicag University of Chicago Press, 1987.
"Value Maximization and the Acquisition Process" (with R. Vishny). Journal of Economic Perspectives, Winter, 1988. Reprinted in Russian in Ekonomika i Matematicheskiye Metody, Vol.27, No. 4, 1991.
"Breach of Trust in Hostile Takeovers" (with L. Summers). In Alan J. Auerbach, editor, Corporate Takeovers: Causes and Consequences. Chicag University of Chicago Press, 1988. Reprinted in R. Romano, ed., Foundations of Corporate Law, Oxford University Press, 1993.
"Characteristics of Targets of Hostile and Friendly Takeovers" (with R. Morck and R. Vishny). In Alan J. Auerbach, editor, Corporate Takeovers: Causes and Consequences. Chicag University of Chicago Press, 1988.
"Management Ownership and Market Valuation: An Empirical Analysis" (with R. Morck and R. Vishny). Journal of Financial Economics, March, 1988.
"The Efficiency of Investment in the Presence of Aggregate Demand Spillovers" (with R.Vishny). Journal of Political Economy, December, 1988.
"Income Distribution, Market Size and Industrialization" (with K. Murphy and R. Vishny). Quarterly Journal of Economics, August, 1989.
"Costs of Financial Distress, Delayed Calls of Convertible Bonds, and the Role of Investment Banks" (with D. Jaffee). Journal of Business: Merton Miller Conference, January, 1990.
"Industrialization and the Big Push" (with K. Murphy and R. Vishny). Journal of Political Economy, October, 1989.
"Alternative Mechanisms for Corporate Control" (with R. Morck and R. Vishny). American Economic Review, September, 1989.
"The Size and Incidence of the Losses from Noise Trading" (with B. De Long, L. Summers, and R. Waldmann). Journal of Finance, July, 1989.
"Building Blocks of Market Clearing Business Cycle Models" (with K. Murphy and R. Vishny). NBER Macroeconomics Annual, 1989.
"Positive Feedback Investment Strategies and Destabilizing Rational Speculation" (with B. De Long, L. Summers, and R. Waldmann). Journal of Finance, June, 1990.
"The Noise Trader Approach to Finance" (with L. Summers). Journal of Economic Perspectives, Spring, 1990.
"Managerial Entrenchment: The Case of Manager-Specific Investments" (with R. Vishny). Journal of Financial Economics, November, 1989.
"Do Managerial Objectives Drive Bad Acquisitions?" (with R. Morck and R. Vishny). Journal of Finance, March, 1990. Reprinted in Empirical Corporate Finance, The International Library of Critical Writings in Financial Economics, Richard Roll (series editor) and Michael J. Brennan (editor), forthcoming, 2001.
"Noise Trader Risk in Financial Markets" (with B. De Long, L. Summers and R. Waldmann). Journal of Political Economy, August, 1990. Reprinted in Richard H. Thaler, ed., Advances in Behavioral Finance, Russell Sage Foundation, 1993.
"Hostile Takeovers in the 1980s: The Return to Corporate Specialization" (with S. Bhagat and R. Vishny). Brookings Papers on Economic Activity: Microeconomics, 1990. Reprinted in R. Romano, ed., Foundations of Corporate Law, Oxford University Press, 1993.
"Equilibrium Short Horizons of Investors and Firms" (with R. W. Vishny). American Economic Review Papers and Proceedings, May, 1990. Reprinted in Richard H. Thaler, ed., Advances in Behavioral Finance, Russell Sage Foundation, 1993.
"The Allocation of Talent: Implications for Growth" (with K. M. Murphy and R. W. Vishny). Quarterly Journal of Economics, May, 1991.
"The Takeover Wave of the 1980s" (with R. Vishny). Science, August 17, 1990. Reprinted in Journal of Applied Corporate Finance, Fall, 1991. Reprinted in D. Chew, ed., Studies in International Corporate Finance and Corporate Governance Systems, Oxford University Press, 1997.
"Closed End Mutual Funds" (with C. Lee and R. Thaler). Journal of Economic Perspectives, Fall, 1990.
"The Survival of Noise Traders in Financial Markets" (with B. De Long, L. Summers, and R. Waldmann). Journal of Business, January, 1991.
"The Stock Market and Investment: Is the Market a Sideshow?" (with R. Morck and R. Vishny). Brookings Papers on Economic Activity, 1990:2.
"Investor Sentiment and the Closed-End Fund Puzzle" (with C. Lee and R. Thaler). Journal of Finance, March, 1991. Reprinted in R. Thaler, ed., Quasi-Rational Economics, Russell Sage Foundation, 1991 and in Richard H. Thaler, ed., Advances in Behavioral Finance, Russell Sage Foundation, 1993.
"Reversions of Excess Pension Assets after Takeovers" (with J. Pontiff and M. Weisbach). Rand Journal of Economics, Winter, 1990.
"The Bubble of 1929: Evidence from Closed-End Funds" (with B. De Long). Journal of Economic History, September, 1991. Reprinted in Eugene N. White, ed., Stock Market Crashes and Speculative Manias, The International Library of Macroeconomic and Financial History, Vol. 13, An Elgar Reference Collection, 1996.
"Window Dressing by Pension Fund Managers" (with J. Lakonishok, R. Thaler, and R. Vishny). American Economic Review Papers and Proceedings, May, 1991.
"Externalidades como motor do crescimento" R. Bras. Econ. 44(3):297-310, jul./set. 1990.
"The Transition to a Market Economy: Pitfalls of Partial Reform" (with K. Murphy and R. Vishny). Quarterly Journal of Economics, August, 1992.
"Takeovers in the '60s and the '80s: Evidence and Implications" (with R. Vishny). Strategic Management Journal, December, 1991. Reprinted in Richard Rumelt, Dan Schendel, and David Teece (editors), Fundamental Research Issues in Strategy. Boston: Harvard Business School Press, 1992.
"Reversing the Soviet Economic Collapse" (with R. Vishny). Brookings Papers on Economic Activity, 1991:2.
"Liquidation Values and Debt Capacity: A Market Equilibrium Approach" (with R. Vishny). Journal of Finance, September, 1992. Reprinted in Michael J. Brennan, ed., The Theory of Corporate Finance. Brookfield, Vermont: Edward Elgar Publishing Company, 1996.
"The Structure and Performance of the Money Management Industry" (with J. Lakonishok and R.W. Vishny). Brookings Papers on Economic Activity: Microeconomics, 1992.
"The Impact of Institutional Trading on Stock Prices" (with J. Lakonishok and R. W. Vishny). Journal of Financial Economics, Volume 32, No. 1, 1992.
"Closed-End Fund Discounts: A Yardstick of Small Investor Sentiment" (with J. B. De Long). Journal of Portfolio Management, Winter, 1992.
"Pervasive Shortages under Socialism" (with R. Vishny). The Rand Journal of Economics, Vol. 23, No. 2, Summer 1992, pp. 237-246.
"Growth in Cities" (with E. Glaeser, H. Kallal, and J. Scheinkman). Journal of Political Economy, December, 1992.
"Corruption" (with R. W. Vishny). Quarterly Journal of Economics, August, 1993. Reprinted in Gianluca Fiorentini and Stefano Zamagni, eds., The Economics of Corruption and Illegal Markets. Brookfield, Vermont: Edward Elgar Publishing Company, 2000. Reprinted in Robert Williams, ed., The Politics of Corruption. Brookfield, Vermont: Edward Elgar Publishing Company, 2000.
"Yes, Discounts on Closed-End Funds Are a Sentiment Index" (with N. Chopra, C. Lee, and R.Thaler). Journal of Finance, June, 1993.
"Why Is Rent-Seeking so Costly to Growth?" (with K. Murphy and R. Vishny). American Economic Review Papers and Proceedings, May, 1993.
"Needed Mechanisms for Corporate Governance and Finance in Eastern Europe" (with E. S. Phelps, R. Frydman, and A. Rapaczynski). Economics of Transition 1(2), 1993.
"Princes or Merchants? City Growth before the Industrial Revolution" (with J. B. De Long). Journal of Law and Economics, October 1993.
"Privatizing Russia" (with M. Boycko and R. Vishny). Brookings Papers on Economic Activity, No. 2, 1993.
"Privatization in Russia: First Steps" (with R. Vishny). In O. J. Blanchard, K. R. Froot, and J. D. Sachs, editors, The Transition in Eastern Europe, Volume 2: Restructuring. Chicago, Illinois: University of Chicago Press, 1994.
"Voucher Privatization" (with M. Boycko and R. Vishny). Journal of Financial Economics, April 1994.
"What Do Firms Do with Cash Windfalls?" (with O. J. Blanchard and F. Lopez-de-Silanes). Journal of Financial Economics 36, 1994. Reprinted in Empirical Corporate Finance, The International Library of Critical Writings in Financial Economics, Richard Roll (series editor) and Michael J. Brennan (editor), forthcoming, 2001.
"Contrarian Investment, Extrapolation, and Risk" (with J. Lakonishok and R. Vishny). Journal of Finance XLIX (5), December 1994. Reprinted in Behavioral Finance, The International Library of Critical Writings in Financial Economics, Richard Roll (series editor) and Harold M. Shefrin (editor), forthcoming, 2001.
"Politics of Market Socialism" (with R. Vishny). Journal of Economic Perspectives, Spring 1994.
"Politicians and Firms" (with R. Vishny). Quarterly Journal of Economics, November 1994.
"Next Steps in Privatization: Six Major Challenges" (with M. Boycko). Russia: Creating Private Enterprises and Efficient Markets, eds. Ira W. Lieberman and John Nellis. Washington, DC: The World Bank, 1994.
"Establishing Property Rights" World Bank: Proceedings of the Annual Conference on Development Economics, April 1994.
"Economic Growth in a Cross-Section of Cities" (with E. Glaeser and J. Scheinkman). Journal of Monetary Economics, August 1995.
"A Theory of Privatization" (with M. Boycko and R. Vishny). Economic Journal, March 1996. Reprinted in Privatisation and Corporate Performance, The International Library of Critical Writings in Financial Economics, Mark Blaug (series editor) and David Parker (editor), 2000.
"How Does Privatization Work: Evidence from the Russian Shops" (with N. Barberis, M. Boycko, and N. Tsukanova). Journal of Political Economy, August 1996.
"Corporate Governance in Russia: An Initial Look" (with J. Blasi). In R. Frydman, C. W. Gray and A. Rapaczynski, ed., Corporate Governance in Central Europe and Russia: Volume 2. Insiders and the State, Budapest: Central European University Press, 1996.
"Management Ownership and Russian Privatization" (with D. Vasiliev). In R. Frydman, C. W. Gray and A. Rapaczynski, ed., Corporate Governance in Central Europe and Russia: Volume 2. Insiders and the State, Budapest: Central European University Press, 1996.
"Toward A Theory of Legal Reform" (with J. Hay and R. Vishny). European Economic Review, May, 1996.
"Second Best Economic Advice to a Divided Government" (with M. Boycko and R. Vishny). European Economic Review, May, 1996.
"Quality and Trade" (with K. Murphy), Journal of Development Economics, June, 1997.
"The Limits of Arbitrage" (with R. Vishny). Journal of Finance, March, 1997. Reprinted in Behavioral Finance, The International Library of Critical Writings in Financial Economics, Richard Roll (series editor) and Harold M. Shefrin (editor), forthcoming, 2000.
"Good News for Value Stocks: Further Evidence on Market Efficiency" (with R. La Porta, J. Lakonishok, and R. Vishny). Journal of Finance, June, 1997.
"A Survey of Corporate Governance" (with R. Vishny). Nobel Symposium on Law and Finance, August, 1995, Journal of Finance, June, 1997. Reprinted in Kevin Keasey, Steven Thompson and Michael Wright, eds., Corporate Governance. Brookfield, Vermont: Edward Elgar Publishing Company, 1999.
"The Invisible Hand and the Grabbing Hand" (with T. Frye). American Economic Review Papers and Proceedings, May, 1997.
"Schumpeter Lecture: Government in Transition" European Economic Review, May, 1997.
"Origins of Bad Policies: Control, Corruption and Confusion," Rivista di Politica Economica, June, 1996.
"Trust in Large Organizations" (with R. La Porta, F. Lopez-de-Silanes, and R. Vishny). American Economic Review Papers and Proceedings, May, 1997. Reprinted in P. Dasgupta and I. Serageldin, eds. Social Capital: A Multifaceted Perspective, Washington, DC: The World Bank, 1999.
"Privatization in the United States" (with F. Lopez-de-Silanes and R. Vishny). Rand Journal of Economics, Autumn, 1997.
"The Proper Scope of Government: Theory and an Application to Prisons" (with O. Hart and R. Vishny). Quarterly Journal of Economics, November, 1997.
"Legal Determinants of External Finance" (with R. La Porta, F. Lopez-de-Silanes, and R. Vishny). Journal of Finance, July, 1997. Reprinted in Empirical Corporate Finance, The International Library of Critical Writings in Financial Economics, Richard Roll (series editor) and Michael J. Brennan (editor), forthcoming, 2000.
"The Unofficial Economy in Transition" (with S. Johnson and D. Kaufmann). Brookings Papers on Economic Activity, No. 2, 1997.
"Agenda for Russian Reforms" Economics of Transition, April, 1997.
"Private Enforcement of Public Laws: a Theory of Legal Reform" (with J. Hay), American Economic Review Papers and Proceedings, May, 1998.
"A Model of Investor Sentiment" (with N. Barberis and R. Vishny). Journal of Financial Economics, Fall 1998.
"State versus Private Ownership" Journal of Economic Perspectives, Fall 1998.
"Law and Finance"(with R. La Porta, F. Lopez-de-Silanes, and R. Vishny). Journal of Political Economy, December 1998.
"The Quality of Government" (with R. La Porta, F. Lopez-de-Silanes, and R. Vishny), Journal of Law, Economics and Organization, 1999.
"Corporate Ownership Around the World" (with R. La Porta and F. Lopez-de-Silanes), Journal of Finance, April, 1999.
"Agency Problems and Dividend Policies Around the World" (with R. La Porta, F.Lopez-de-Silanes, and R. Vishny), Journal of Finance, February, 2000.
"Tunneling" (with S. Johnson, R. La Porta, and F. Lopez-de-Silanes), American Economic Review Papers and Proceedings, May, 2000.
"Investor Protection and Corporate Governance" (with R. La Porta, F. Lopez-de-Silanes, and R. Vishny), Journal of Financial Economics, October, 2000.
"Coase v. the Coasians" (with E. Glaeser and S. Johnson), Quarterly Journal of Economics, February, 2001.
"Not-for-Profit Entrepreneurs" with E. Glaeser), Journal of Public Economics, July, 2001.
"Federalism With and Without Political Centralization: China vs. Russia" (with O. Blanchard), IMF Staff Working Papers, Special Issue, 2001.
"A Reason for Quantity Regulation" (with E. Glaeser), American Economic Review Papers and Proceedings, May, 2001.
"Government Ownership of Banks" (with R. La Porta, and F. Lopez-de-Silanes), Journal of Finance, February, 2002.
"The Regulation of Entry" (with S. Djankov, R. La Porta, and F. Lopez-de-Silanes), Quarterly Journal of Economics, February, 2002.
"Investor Protection and Corporate Valuation"(with R. La Porta, F. Lopez-de-Silanes, and R. Vishny), Journal of Finance, June, 2002.
"Technology, Information Production, and Market Efficiency" (with G. D'Avolio and E. Gildor), in Economic Policy For The Information Economy, A Symposium Sponsored By The Federal Reserve Bank of Kansas City, August, 2002.
"Investor Protection and Equity Markets" (with D. Wolfenson), Journal of Financial Economics, October, 2002.
"Legal Origins" (with E. Glaeser), Quarterly Journal of Economics, November, 2002.
""The Injustice of Inequality" (with E. Glaeser and J. Scheinkman), Journal of Monetary Economics: Carnegie-Rochester Series on Public Policy, January, 2003.
"Courts" (with S. Djankov, R. La Porta, and F. Lopez-de-Silanes), Quarterly Journal of Economics, May, 2003.
"Will the Sovereign Debt Market Survive?" American Economic Review Papers and Proceedings, May, 2003.
"Style Investing" (with N. Barberis), Journal of Financial Economics, May, 2003.
"The Rise of the Regulatory State" (with E. Glaeser), Journal of Economic Literature, June, 2003.
"Who Owns the Media?" (with S. Djankov, C. McLiesh, and T. Nenova), Journal of Law and Economics, October, 2003.
"Family Firms" (with M. Burkart and F. Panunzi), Journal of Finance, October, 2003.
"The New Comparative Economics" (with S. Djankov, E. Glaeser, R. La Porta, and F. Lopez-de-Silanes), Journal of Comparative Economics, December, 2003.
"Stock Market Driven Acquisitions" (with R. Vishny), Journal of Financial Economics, December, 2003.
"Comovement" (with N. Barberis and J. Wurgler), Journal of Financial Economics, 2004.
"Judicial Checks and Balances" (with R. La Porta, F. Lopez-de-Silanes, and C. Pop-Eleches), Journal of Political Economy, 2004.
"Persuasion in Politics" (with K. Murphy), American Economic Review Papers and Proceedings, May, 2004.
"Does Competition Destroy Ethical Behavior?" American Economic Review Papers and Proceedings, May, 2004.
UNPUBLISHED MANUSCRIPTS:
"Do Institutions Cause Growth?" (with E. Glaeser, R. La Porta, and F. Lopez-de-Silanes), revised, June, 2004.
"Conscription as Regulation" (with C. Mulligan), June, 2004.
"Population and Regulation" (with C. Mulligan), revised, December, 2003.
"A Normal Country" (with D. Treisman), October, 2003.
"The Regulation of Labor" (with J. Botero, S. Djankov, R. La Porta, and F. Lopez-de-Silanes), revised, May, 2004.
"What Works in Securities Laws?" (with R. La Porta, and F. Lopez-de-Silanes), revised, June, 2004. Complete documentation of the compiled, edited answers to the questionnaire are available here: Harvard University Securities Law Project, and the data here: Securities Data.
"The Market for News" (with S. Mullainathan), revised and renamed, December, 2003.
"The Curley Effect" (with E. Glaeser), revised, June, 2003.
"What Do Money Managers Do?" (with J. Lakonishok and R. Vishny), February, 1997.
"The Waste of Time and Talent under Socialism" (with R. Vishny), June, 1992.
"Increasing Returns, Durables, and Economic Fluctuations" (with K. Murphy and R. Vishny),October, 1988.
来源http://post.economics.harvard.edu/faculty/shleifer/shleifer.html
[此贴子已经被作者于2004-6-29 18:05:07编辑过]